Christy H. Novak - 01 Nov 2021 Form 3 Insider Report for NOV Inc. (NOV)

Role
VP, Corp. Controller, CAO
Signature
/s/ Brigitte Hunt, Attorney-in-Fact For: Christy L. Novak
Issuer symbol
NOV
Transactions as of
01 Nov 2021
Net transactions value
$0
Form type
3
Filing time
08 Nov 2021, 15:35:19 UTC
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NOV Common Stock 14,708 01 Nov 2021 Direct
holding NOV Common Stock 1,665 01 Nov 2021 Direct F1
holding NOV Common Stock 4,560 01 Nov 2021 Direct F2
holding NOV Common Stock 9,225 01 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 2,490 $77.99 Direct F4
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 2,750 $63.93 Direct F5
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 4,813 $69.00 Direct F6
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 11,900 $54.74 Direct F7
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 6,360 $38.86 Direct F8
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 17,940 $34.32 Direct F9
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 7,114 $35.09 Direct F10
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 6,758 $28.72 Direct F11
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 7,912 $20.23 Direct F12
holding NOV Non-Qualified Stock Option (right to buy) 01 Nov 2021 Common Stock 8,106 $15.00 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the remaining unvested portion of time-based restricted stock granted on 02/27/2019 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which began vesting in three equal annual installments on the first anniversary of the date of the grant.
F2 Represents the remaining unvested portion of time-based restricted stock granted on 02/25/2020 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which began vesting in three equal annual installments on the first anniversary of the date of the grant.
F3 Represents a time-based restricted stock award granted on 02/22/2021 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.
F4 This option is exercisable in three equal annual installments beginning on 02/21/2013.
F5 This option is exercisable in three equal annual installments beginning on 02/15/2014.
F6 This option is exercisable in three equal annual installments beginning on 02/25/2015.
F7 This option is exercisable in three equal annual installments beginning on 02/25/2016.
F8 This option is exercisable in three equal annual installments beginning on 02/22/2018.
F9 This option is exercisable in three equal annual installments beginning on 02/24/2017 for the first installment, 12/20/2017 for the second installment and 02/24/2019 for the third installment.
F10 This option is exercisable in three equal annual installments beginning on 02/28/2019.
F11 This option is exercisable in three equal annual installments beginning on 02/27/2020.
F12 This option is exercisable in three equal annual installments beginning on 02/25/2021.
F13 This option is exercisable in three equal annual installments beginning on 02/22/2022.

Remarks:

See Exhibit 24.1 - Power of Attorney