Blue Pool Capital Ltd - Nov 3, 2021 Form 4 Insider Report for BLUE OWL CAPITAL INC. (OWL)

Role
10%+ Owner
Signature
Blue Pool Management Ltd., By: /s/ Henry Li, Name: Henry Li, Title: Attorney-in-fact for each of Oliver Paul Weisberg and Henry Li, Directors of Blue Pool Management Ltd
Stock symbol
OWL
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
4
Date filed
11/4/2021, 06:30 AM
Previous filing
Jul 23, 2021
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OWL Class A common stock, par value $0.0001 per share Conversion of derivative security +2.8M +4.59% 63.7M Nov 3, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OWL Series E-2 common stock, par value $0.0001 per share Conversion of derivative security $0 -2.8M -100% $0.00* 0 Nov 3, 2021 Class A common stock 2.8M Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series E-2 common stock automatically converted into Blue Owl Capital, Inc. Class A common stock on a 1-for-1 basis on November 3, 2021 as a result of the volume-weighted average share price of the Issuer's Class A common stock being $15.00 or above for 20 consecutive days.
F2 This statement is being filed by the following Reporting Persons: Blue Pool Capital Limited, Blue Pool Management Ltd. and Oliver Paul Weisberg. The securities covered by this statement are directly owned by PSPE II Limited. Blue Pool Capital Limited, which is a wholly owned subsidiary of Blue Pool Management Ltd., is the investment manager of PSPE II Limited and has voting and dispositive power over securities directly and indirectly held by PSPE II Limited. Mr. Weisberg is the sole shareholder of Blue Pool Management Ltd. Mr. Weisberg is also a director of Blue Pool Management Ltd. and Blue Pool Capital Limited. Each of the Reporting Persons disclaims any beneficial ownership with respect to such securities, except to the extent of its respective pecuniary interest therein, if any.
F3 This report shall not be an admission that any of the Reporting Persons is a beneficial owner of the securities held by PSPE II Limited, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interests therein, if any. Each of the Reporting Persons disclaims any beneficial ownership with respect to such securities, except to the extent of its respective pecuniary interest therein, if any.