John G. Houston - Nov 1, 2021 Form 4 Insider Report for ARVINAS, INC. (ARVN)

Role
President and CEO, Director
Signature
/s/ Matthew Batters, as attorney-in-fact for John G. Houston
Stock symbol
ARVN
Transactions as of
Nov 1, 2021
Transactions value $
-$2,885,724
Form type
4
Date filed
11/3/2021, 09:46 PM
Previous filing
Sep 7, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARVN Common Stock Options Exercise $640K +40K +4.81% $16.00 872K Nov 1, 2021 Direct F1
transaction ARVN Common Stock Sale -$742K -8.51K -0.98% $87.13 864K Nov 1, 2021 Direct F2, F3
transaction ARVN Common Stock Sale -$1.4M -15.9K -1.84% $87.98 848K Nov 1, 2021 Direct F2, F4
transaction ARVN Common Stock Sale -$1.38M -15.6K -1.84% $88.86 832K Nov 1, 2021 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARVN Stock Option (right to buy) Options Exercise $0 -40K -100% $0.00* 0 Nov 1, 2021 Common Stock 40K $16.00 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 30, 2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2020.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.4600 to $87.4500, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (3).
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.4700 to $88.4600, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.4700 to $89.4500, inclusive. The reporting person undertakes to provide to Arvinas, Inc., any security holder of Arvinas, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the range set forth in this footnote (5).
F6 This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested as of January 5, 2018, with the remainder of the shares vesting in equal monthly installments following January 5, 2018 through January 5, 2021.