Juniper II Management, LLC - Nov 3, 2021 Form 3 Insider Report for Juniper II Corp. (JUN)

Role
10%+ Owner
Signature
/s/ Noah Kindler, as Attorney-in-Fact
Stock symbol
JUN
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
3
Date filed
11/3/2021, 07:56 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding JUN Class B common stock Nov 3, 2021 Class A common stock 7.34M Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the issuer's registration statement on Form S-1 (File No. 333-255021) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis (subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and subject to further adjustment pursuant to certain anti-dilution rights).
F2 The shares of Class B common stock owned by the reporting person include up to 975,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3 Roger Fradin has voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person. The business address of Mr. Fradin is c/o Juniper II Corp., 3790 El Camino Real #818, Palo Alto, California 94306.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney