Jeffrey Dierks - Nov 1, 2021 Form 4 Insider Report for Harmony Biosciences Holdings, Inc. (HRMY)

Signature
/s/ Christian Ulrich, Attorney-in-fact for Jeffrey Dierks
Stock symbol
HRMY
Transactions as of
Nov 1, 2021
Transactions value $
-$334,540
Form type
4
Date filed
11/3/2021, 04:45 PM
Previous filing
Sep 9, 2021
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRMY Common Stock Options Exercise $82.2K +10K $8.22* 10K Nov 1, 2021 Direct
transaction HRMY Common Stock Sale -$292K -7.05K -70.54% $41.36 2.95K Nov 1, 2021 Direct F1, F2
transaction HRMY Common Stock Sale -$125K -2.95K -100% $42.44 0 Nov 1, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRMY Stock Option Options Exercise $0 -6.05K -31.05% $0.00 13.4K Nov 1, 2021 Common Stock 6.05K $8.22 Direct F4, F5
transaction HRMY Stock Option Options Exercise $0 -3.95K -16.87% $0.00 19.5K Nov 1, 2021 Common Stock 3.95K $8.22 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $42.02. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.03 to $43.00. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The stock option is currently vested with respect to 3,690 shares, and will vest with respect to the remainder of the shares on October 1, 2022.
F5 Reflects 785 additional stock options which were erroneously reported as exercised on the Form 4 filed by the reporting person on September 3, 2021, but which were actually exercised from the tranche which expires on October 1, 2028.
F6 The stock option is currently vested with respect to 0 shares, and will vest with respect to the remainder of the shares in four equal annual installments beginning on March 1, 2022.