Thomas C. Harding - 01 Nov 2021 Form 4 Insider Report for Clovis Oncology, Inc.

Role
Senior Vice President and Chief Scientific Officer
Signature
/s/ Thomas Harding
Issuer symbol
N/A
Transactions as of
01 Nov 2021
Net transactions value
-$7,935
Form type
4
Filing time
03 Nov 2021, 16:15:32 UTC
Previous filing
05 Oct 2021
Next filing
03 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLVS Common Stock Options Exercise +1,562 +44% 5,125 01 Nov 2021 Direct F1
transaction CLVS Common Stock Sale $3,544 -779 -15% $4.55* 4,346 02 Nov 2021 Direct F2
transaction CLVS Common Stock Options Exercise +1,812 +42% 6,158 01 Nov 2021 Direct F1
transaction CLVS Common Stock Sale $4,109 -903 -15% $4.55* 5,255 02 Nov 2021 Direct F2
transaction CLVS Common Stock Options Exercise +181 +13% 1,593 01 Nov 2021 By wife F1
transaction CLVS Common Stock Sale $282 -62 -3.9% $4.55* 1,531 02 Nov 2021 By wife F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLVS Restricted Stock Units Options Exercise $0 -1,562 -17% $0.000000 7,813 01 Nov 2021 Common Stock 1,562 Direct F1, F3
transaction CLVS Restricted Stock Units Options Exercise $0 -1,812 -10% $0.000000 16,313 01 Nov 2021 Common Stock 1,812 Direct F1, F4
transaction CLVS Restricted Stock Units Options Exercise $0 -181 -10% $0.000000 1,632 01 Nov 2021 Common Stock 181 By wife F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive one share of Common Stock.
F2 Represents the shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the Restricted Stock Units listed in Table II. This sale does not represent a discretionary trade by the reporting person.
F3 On February 1, 2019, the reporting person was granted 25,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2020, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F4 On January 31, 2020, the reporting person was granted 29,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F5 On January 31, 2020, the reporting person's wife was granted 2,900 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.

Remarks:

Senior Vice President and Chief Scientific Officer