Thomas Harding - Nov 1, 2021 Form 4 Insider Report for Clovis Oncology, Inc. (CLVS)

Role
Senior Vice President and Chief Scientific Officer
Signature
/s/ Thomas Harding
Stock symbol
CLVS
Transactions as of
Nov 1, 2021
Transactions value $
-$7,935
Form type
4
Date filed
11/3/2021, 04:15 PM
Previous filing
Oct 5, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLVS Common Stock Options Exercise +1.56K +43.84% 5.13K Nov 1, 2021 Direct F1
transaction CLVS Common Stock Sale -$3.54K -779 -15.2% $4.55* 4.35K Nov 2, 2021 Direct F2
transaction CLVS Common Stock Options Exercise +1.81K +41.69% 6.16K Nov 1, 2021 Direct F1
transaction CLVS Common Stock Sale -$4.11K -903 -14.66% $4.55* 5.26K Nov 2, 2021 Direct F2
transaction CLVS Common Stock Options Exercise +181 +12.82% 1.59K Nov 1, 2021 By wife F1
transaction CLVS Common Stock Sale -$282 -62 -3.89% $4.55* 1.53K Nov 2, 2021 By wife F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLVS Restricted Stock Units Options Exercise $0 -1.56K -16.66% $0.00 7.81K Nov 1, 2021 Common Stock 1.56K Direct F1, F3
transaction CLVS Restricted Stock Units Options Exercise $0 -1.81K -10% $0.00 16.3K Nov 1, 2021 Common Stock 1.81K Direct F1, F4
transaction CLVS Restricted Stock Units Options Exercise $0 -181 -9.98% $0.00 1.63K Nov 1, 2021 Common Stock 181 By wife F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive one share of Common Stock.
F2 Represents the shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the Restricted Stock Units listed in Table II. This sale does not represent a discretionary trade by the reporting person.
F3 On February 1, 2019, the reporting person was granted 25,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2020, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F4 On January 31, 2020, the reporting person was granted 29,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
F5 On January 31, 2020, the reporting person's wife was granted 2,900 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.

Remarks:

Senior Vice President and Chief Scientific Officer