Dennis O'Malley - 01 Nov 2021 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Role: Chief Operating Officer
Signature: By: /s/ Emily Jennings, Attorney-in-fact
Issuer symbol: GRAM
Transactions as of: 01 Nov 2021
Net transactions value: -$8,900
Form type: 4
Filing time: 03 Nov 2021, 12:44:19 UTC
Previous filing: 08 Oct 2021
Next filing: 03 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GRAMF	Common Stock	Options Exercise		+7,656	+1.9%		417,187	01 Nov 2021	Direct	F1
transaction	GRAMF	Common Stock	Tax liability	$8,900	-3,145	-0.75%	$2.83^*	414,042	01 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GRAMF	Restricted Stock Units	Options Exercise	$0	-7,656	-3.7%	$0.000000	199,063	01 Nov 2021	Common Shares	7,656		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	On January 15, 2021, the reporting person was granted 306,250 RSU's, 25% of which vested 180 days after the grant date (the Initial Vesting Period"). The remaining RSUs vest in thirty (30) equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.