Slta IV (Gp), L.L.C. - Nov 1, 2021 Form 3 Insider Report for VMWARE, INC. (VMW)

Role
Director, 10%+ Owner
Signature
By: /s/ Andrew J. Schader; Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C.
Stock symbol
VMW
Transactions as of
Nov 1, 2021
Transactions value $
$0
Form type
3
Date filed
11/2/2021, 07:08 PM
Previous filing
Sep 3, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VMW Class A Common Stock 16.1M Nov 1, 2021 Held through SL SPV-2, L.P. F1, F7
holding VMW Class A Common Stock 16.6M Nov 1, 2021 Held through Silver Lake Partners IV, L.P. F2, F7
holding VMW Class A Common Stock 8.96M Nov 1, 2021 Held through Silver Lake Partners V DE (AIV), L.P. F3, F7
holding VMW Class A Common Stock 244K Nov 1, 2021 Held through Silver Lake Technology Investors IV, L.P. F4, F7
holding VMW Class A Common Stock 110K Nov 1, 2021 Held through Silver Lake Technology Investors V, L.P. F5, F7
holding VMW Class A Common Stock 37K Nov 1, 2021 Held through Silver Lake Group, L.L.C. F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are directly held by SL SPV-2, L.P. ("SPV-2"). The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").
F2 These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
F3 These securities are directly held by Silver Lake Partners V DE (AIV), L.P. ("SLP V"). The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").
F4 These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.
F5 These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.
F6 These securities are directly owned by Silver Lake Group, L.L.C. ("SLG").
F7 SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Remarks:

The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Because no more than 10 reporting persons can file any one Form 3 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 3.