Ariel Emanuel - Oct 29, 2021 Form 4 Insider Report for Endeavor Group Holdings, Inc. (EDR)

Signature
/s/ Robert Hilton, Attorney-in-fact
Stock symbol
EDR
Transactions as of
Oct 29, 2021
Transactions value $
-$17,802,101
Form type
4
Date filed
11/2/2021, 07:00 PM
Previous filing
Jun 10, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EDR Class A Common Stock Options Exercise $0 +930K +97.73% $0.00 1.88M Oct 29, 2021 Direct F1
transaction EDR Class A Common Stock Sale -$10.7M -400K -21.26% $26.64 1.48M Oct 29, 2021 Direct F2, F3
transaction EDR Class A Common Stock Sale -$6.13M -234K -15.77% $26.23 1.25M Nov 1, 2021 Direct F2, F4
transaction EDR Class A Common Stock Sale -$1.02M -38.3K -3.07% $26.67 1.21M Nov 1, 2021 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EDR Restricted Stock Unit Options Exercise $0 0 0% $0.00* 1.1M Oct 29, 2021 Class A Common Stock 930K Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock issued upon the partial settlement of the restricted stock unit award reported herein, of which 619,883 remain subject to continued time-based vesting conditions.
F2 Represents shares automatically sold to cover taxes and fees in connection with the settlement of certain restricted stock unit awards in accordance with the terms of such awards.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.10. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.543 to $26.5402. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.5450 to $26.8018. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Each restricted stock unit represents a contingent right to receive a number of shares of Class A Common Stock of the Issuer upon achievement of each applicable price threshold (generally incremental increases of $4.50 above the last achieved price threshold, with an initial threshold of $28.50). Upon achievement of the applicable price threshold and issuance of the shares of Class A Common Stock, no restricted stock units are cancelled or forfeited.
F7 The restricted stock units will continue to vest upon acheivement of each applicable price threshold until the earlier of (i) May 3, 2031 and (ii) the date the Reporting Person is no longer employed by the Company or any of its affiliates.