L. John Wilkerson - 31 Oct 2021 Form 4 Insider Report for Quotient Ltd

Role
Director
Signature
/s/ John L. Wilkerson
Issuer symbol
N/A
Transactions as of
31 Oct 2021
Net transactions value
$0
Form type
4
Filing time
02 Nov 2021, 18:59:05 UTC
Previous filing
02 Aug 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +6,482 +9.9% 71,638 31 Oct 2021 Direct F1
holding QTNT Ordinary Shares 7,329,074 31 Oct 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -6,044 -100% $0.000000* 0 31 Oct 2021 Ordinary Shares 6,044 Direct F1, F10
transaction QTNT Restricted Stock Units Options Exercise $0 -438 -100% $0.000000* 0 31 Oct 2021 Ordinary Shares 438 Direct F1, F11
transaction QTNT Restricted Stock Units Award $0 +43,478 $0.000000 43,478 31 Oct 2021 Ordinary Shares 43,478 Direct F1, F13
transaction QTNT Restricted Stock Units Award $0 +3,162 $0.000000 3,162 31 Oct 2021 Ordinary Shares 3,162 Direct F1, F14
transaction QTNT Ordinary Share Option (Right to Buy) Award $0 +24,040 $0.000000 24,040 31 Oct 2021 Ordinary Shares 24,040 $2.53 Direct F15
holding QTNT Ordinary Shares Option (Right to buy) 7,505 31 Oct 2021 Ordinary Shares 7,505 $11.62 Direct F3
holding QTNT Ordinary Shares Option (Right to buy) 3,500 31 Oct 2021 Ordinary Shares 3,500 $8.00 Direct F4
holding QTNT Ordinary Shares Option (Right to buy) 5,025 31 Oct 2021 Ordinary Shares 5,025 $9.95 Direct F5
holding QTNT Ordinary Shares Option (Right to buy) 8,726 31 Oct 2021 Ordinary Shares 8,726 $5.73 Direct F6
holding QTNT Ordinary Shares Option (Right to buy) 9,597 31 Oct 2021 Ordinary Shares 9,597 $5.21 Direct F7
holding QTNT Ordinary Shares Option (Right to buy) 6,240 31 Oct 2021 Ordinary Shares 6,240 $6.41 Direct F8
holding QTNT Ordinary Shares Option (Right to buy) 8,158 31 Oct 2021 Ordinary Shares 8,158 $7.78 Direct F9
holding QTNT Ordinary Share Option (Right to Buy) 13,611 31 Oct 2021 Ordinary Shares 13,611 $4.55 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Wilkersonis a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Persondisclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
F3 All 7,505 options have vested and remain exercisable.
F4 All 3,500 options have vested and remain exercisable.
F5 All 5,025 options have vested and remain exercisable.
F6 All 8,726 options have vested and remain exercisable.
F7 All 9,597 options have vested and remain exercisable.
F8 All 6,240 options have vested and remain exercisable.
F9 2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,270 options will vest on October 31, 2022.
F10 On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, all of which have vested and have been exercised.
F11 On October 31, 2020, the Reporting Person was granted 1,758 restricted stock units, all of which have vested and have been exercised.
F12 All 13,611 options have vested and remain exercisable.
F13 On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
F14 On October 31, 2021, the Reporting Person was granted 3,162 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
F15 The options vest and become exercisable on October 31, 2022.