| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOV | Class A Common Stock | Gift | $0 | -13,552 | -100% | $0.000000* | 0 | 29 Oct 2021 | Held as trustee of trust for Reporting Person's family | F1, F2, F4 |
| transaction | HOV | Class A Common Stock | Gift | $0 | -720 | -100% | $0.000000* | 0 | 29 Oct 2021 | Held by Ara K. Hovnanian Family 1994 long-term trusts | F1, F5 |
| transaction | HOV | Class A Common Stock | Gift | $0 | +14,272 | +12% | $0.000000 | 136,590 | 29 Oct 2021 | Direct | F1 |
| transaction | HOV | Class A Common Stock | Gift | $0 | -14,272 | -10% | $0.000000 | 122,318 | 29 Oct 2021 | Direct | F1 |
| transaction | HOV | Class A Common Stock | Gift | $0 | +14,272 | $0.000000 | 14,272 | 29 Oct 2021 | Held by 2021 trusts | F1, F3, F6 | |
| holding | HOV | Class A Common Stock | 63,515 | 29 Oct 2021 | Held as trustee of trusts for Esther K. Barry's family | F2, F3, F7 | |||||
| holding | HOV | Class A Common Stock | 51,575 | 29 Oct 2021 | Held as trustee of trusts for Lucy K. Kalian's family | F2, F3, F8 | |||||
| holding | HOV | Class A Common Stock | 73,505 | 29 Oct 2021 | Held as trustee of trusts for Nadia K. Rodriguez's family | F2, F3, F9 | |||||
| holding | HOV | Class A Common Stock | 63,575 | 29 Oct 2021 | Held as trustee of trusts for Sossie K. Najarian's family | F2, F3, F10 | |||||
| holding | HOV | Class A Common Stock | 3,564 | 29 Oct 2021 | Held by trusts for Esther K. Barry's family | F3, F11 | |||||
| holding | HOV | Class A Common Stock | 4,133 | 29 Oct 2021 | Held by trusts for Lucy K. Kalian's family | F3, F12 | |||||
| holding | HOV | Class A Common Stock | 720 | 29 Oct 2021 | Held by trusts for Nadia K. Rodriguez's family | F3, F13 | |||||
| holding | HOV | Class A Common Stock | 720 | 29 Oct 2021 | Held by trusts for Sossie K. Najarian's family | F3, F14 | |||||
| holding | HOV | Class A Common Stock | 668 | 29 Oct 2021 | Held by wife |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOV | Class B Common Stock | Gift | $0 | -6,278 | -11% | $0.000000 | 50,508 | 29 Oct 2021 | Class A Common Stock | 6,278 | Held by Ara K. Hovnanian Family 1994 long-term trusts | F1, F5, F14, F15 | |
| transaction | HOV | Class B Common Stock | Gift | $0 | +6,278 | +2% | $0.000000 | 315,188 | 29 Oct 2021 | Class A Common Stock | 6,278 | Direct | F1, F14, F15 | |
| transaction | HOV | Class B Common Stock | Gift | $0 | -82,404 | -26% | $0.000000 | 232,784 | 29 Oct 2021 | Class A Common Stock | 82,404 | Direct | F1, F14, F15 | |
| transaction | HOV | Class B Common Stock | Gift | $0 | +82,404 | $0.000000 | 82,404 | 29 Oct 2021 | Class A Common Stock | 82,404 | Held by 2021 trusts | F1, F6, F14, F15 | ||
| holding | HOV | Class B Common Stock | 5,328 | 29 Oct 2021 | Class A Common Stock | 5,328 | Held as trustee for daughter Serena | F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 5,328 | 29 Oct 2021 | Class A Common Stock | 5,328 | Held as trustee for son Alexander | F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 160 | 29 Oct 2021 | Class A Common Stock | 160 | Held as trustee of the Alexander Hovnanian Trust | F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 160 | 29 Oct 2021 | Class A Common Stock | 160 | Held as trustee of the Alton Hovnanian Trust | F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 157,435 | 29 Oct 2021 | Class A Common Stock | 157,435 | Held as trustee of trust for Reporting Person's family | F2, F4, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 25,281 | 29 Oct 2021 | Class A Common Stock | 25,281 | Held as trustee of trusts for Esther K. Barry's family | F2, F3, F7, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 25,281 | 29 Oct 2021 | Class A Common Stock | 25,281 | Held as trustee of trusts for Lucy K. Kalian's family | F2, F3, F8, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 25,281 | 29 Oct 2021 | Class A Common Stock | 25,281 | Held as trustee of trusts for Nadia K. Rodriguez's family | F2, F3, F9, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 25,281 | 29 Oct 2021 | Class A Common Stock | 25,281 | Held as trustee of trusts for Sossie K. Najarian's family | F2, F3, F10, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 5,125 | 29 Oct 2021 | Class A Common Stock | 5,125 | Held by Reporting Person through partnership interests in the Limited Partnership. | F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 38,737 | 29 Oct 2021 | Class A Common Stock | 38,737 | Held by trusts for Esther K. Barry's family | F3, F11, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 42,035 | 29 Oct 2021 | Class A Common Stock | 42,035 | Held by trusts for Kevork S. Hovnanian's family | F3, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 38,778 | 29 Oct 2021 | Class A Common Stock | 38,778 | Held by trusts for Lucy K. Kalian's family | F3, F12, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 22,849 | 29 Oct 2021 | Class A Common Stock | 22,849 | Held by trusts for Nadia K. Rodriguez's family | F3, F13, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 33,256 | 29 Oct 2021 | Class A Common Stock | 33,256 | Held by trusts for Sossie K. Najarian's family | F3, F14, F15 | ||||||
| holding | HOV | Class B Common Stock | 812 | 29 Oct 2021 | Class A Common Stock | 812 | Held by wife | F14, F15 |
| Id | Content |
|---|---|
| F1 | Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. |
| F2 | Represents an adjustment to the previously reported balance of shares held due to the incorrect reporting of balances following the of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. on April 30, 2019, whereby certain balances of Class A Common Stock were understated by 5,785.60 shares and certain balances of Class B Common Shares were overstated by 5,785.60 as a result of changes in indirect ownership following the exchange. |
| F3 | The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| F4 | Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 LLC |
| F5 | Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee |
| F6 | Held by trusts for the benefit of the reporting person's family (the "2021 trusts"), of which the reporting person is the investment trustee. |
| F7 | Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC. |
| F8 | Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| F9 | Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| F10 | Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| F11 | Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| F12 | Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| F13 | Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| F14 | Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| F15 | Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |