Mehrezad Khakpour - Oct 28, 2021 Form 3 Insider Report for Sonendo, Inc. (SONX)

Role
Chief Technology Officer
Signature
/s/ Jacqueline Collins, Attorney-in-Fact for Mehrzad Khakpour
Stock symbol
SONX
Transactions as of
Oct 28, 2021
Transactions value $
$0
Form type
3
Date filed
10/28/2021, 09:46 PM
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SONX Common Stock 24.7K Oct 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SONX Stock Option Oct 28, 2021 Common Stock 13.1K $1.10 Direct F1
holding SONX Stock Option Oct 28, 2021 Common Stock 21.9K $4.02 Direct F1
holding SONX Stock Option Oct 28, 2021 Common Stock 19.1K $4.02 Direct F1
holding SONX Stock Option Oct 28, 2021 Common Stock 32.9K $4.02 Direct F2
holding SONX Stock Option Oct 28, 2021 Common Stock 155K $7.01 Direct F3
holding SONX Stock Option Oct 28, 2021 Common Stock 82.5K $12.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested and currently exercisable.
F2 The option vests in 48 equal monthly installments beginning on September 18, 2018.
F3 The option vests in 48 equal monthly installments beginning on March 17, 2020.
F4 The option vests and becomes exercisable in 16 equal quarterly installments beginning on October 28, 2021.

Remarks:

Exhibit 24 - Power of Attorney.