Siemens Ag - Oct 28, 2021 Form 3 Insider Report for Fluence Energy, Inc. (FLNC)

Role: 10%+ Owner
Signature: Siemens AG, By: /s/ Christian Bleiweiss, Name: Christian Bleiweiss, Title: Chief Counsel Corporate, M&A, By: /s/ Hardi Zajewski, Name: Hardi Zajewski, Title: SVP M&A
Stock symbol: FLNC
Transactions as of: Oct 28, 2021
Transactions value $: $0
Form type: 3
Date filed: 10/28/2021, 09:08 PM
Next filing: Jul 1, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FLNC	LLC Units of Fluence Energy, LLC							Oct 28, 2021	Class A Common Stock	58.6M		See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The LLC Units of Fluence Energy, LLC ("OpCo Units") and an equal number of shares of Class B-1 Common Stock of Fluence Energy, Inc., together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.
F2	The securities are held of record by Siemens Industry, Inc. ("Siemens Industry"). Siemens AG is the indirect parent of Siemens Industry and may be deemed to beneficially own the securities held of record by Siemens Industry.