Anthony P. Bihl III - Oct 28, 2021 Form 3 Insider Report for Sonendo, Inc. (SONX)

Role
Director
Signature
/s/ Jacqueline Collins, Attorney-in-Fact for Anthony P. Bihl
Stock symbol
SONX
Transactions as of
Oct 28, 2021
Transactions value $
$0
Form type
3
Date filed
10/28/2021, 08:31 PM
Next filing
Nov 2, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SONX Stock Option Oct 28, 2021 Common Stock 2.74K $7.01 Direct F1
holding SONX Stock Option Oct 28, 2021 Common Stock 11K $7.01 Direct F2
holding SONX Stock Option Oct 28, 2021 Common Stock 13.7K $11.52 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested and currently exercisable.
F2 The option vests in 48 equal monthly installments beginning on June 16, 2020.
F3 The option vests in 48 equal monthly installments beginning on June 21, 2021.

Remarks:

Exhibit 24 - Power of Attorney.