Anthony P. Bihl III - 28 Oct 2021 Form 3 Insider Report for Sonendo, Inc. (SONX)

Role
Director
Signature
/s/ Jacqueline Collins, Attorney-in-Fact for Anthony P. Bihl
Issuer symbol
SONX
Transactions as of
28 Oct 2021
Net transactions value
$0
Form type
3
Filing time
28 Oct 2021, 20:31:16 UTC
Next filing
02 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SONX Stock Option 28 Oct 2021 Common Stock 2,739 $7.01 Direct F1
holding SONX Stock Option 28 Oct 2021 Common Stock 10,958 $7.01 Direct F2
holding SONX Stock Option 28 Oct 2021 Common Stock 13,698 $11.52 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested and currently exercisable.
F2 The option vests in 48 equal monthly installments beginning on June 16, 2020.
F3 The option vests in 48 equal monthly installments beginning on June 21, 2021.

Remarks:

Exhibit 24 - Power of Attorney.