Matthew Webb - 28 Oct 2021 Form 3 Insider Report for Solo Brands, Inc. (DTC)

Role
Chief Operating Officer
Signature
/s/ Kent Christensen, Attorney-in-fact
Issuer symbol
DTC
Transactions as of
28 Oct 2021
Transactions value $
$0
Form type
3
Filing time
28 Oct 2021, 18:04:24
Next filing
03 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DTC Management Aggregator Interests 28 Oct 2021 LLC Interests 547K See footnote F1, F2
holding DTC Management Aggregator Interests 28 Oct 2021 LLC Interests 280K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to any applicable vesting, Management Aggregator Interests ("Management Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock.
F2 Securities held of record by 4133 Holdings, LLC. Mr. Webb is the sole stockholder of 4133 Holdings, LLC and therefore may be deemed to have beneficial ownership with respect to such securities.

Remarks:

Exhibit 24 - Power of Attorney.