| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TSLA | Common Stock | Options Exercise | $6.02M | +120K | +504.97% | $50.14 | 144K | Oct 27, 2021 | Direct | F1 |
| transaction | TSLA | Common Stock | Options Exercise | $13.1M | +250K | +173.9% | $52.38 | 394K | Oct 27, 2021 | Direct | F1 |
| transaction | TSLA | Common Stock | Sale | -$1.86M | -1.8K | -0.46% | $1,033.93 | 392K | Oct 27, 2021 | Direct | F1, F2, F3 |
| transaction | TSLA | Common Stock | Sale | -$2.38M | -2.3K | -0.59% | $1,034.94 | 390K | Oct 27, 2021 | Direct | F1, F2, F4 |
| transaction | TSLA | Common Stock | Sale | -$6.01M | -5.8K | -1.49% | $1,036.10 | 384K | Oct 27, 2021 | Direct | F1, F2, F5 |
| transaction | TSLA | Common Stock | Sale | -$4.67M | -4.5K | -1.17% | $1,037.10 | 379K | Oct 27, 2021 | Direct | F1, F2, F6 |
| transaction | TSLA | Common Stock | Sale | -$15.2M | -14.6K | -3.85% | $1,038.13 | 365K | Oct 27, 2021 | Direct | F1, F2, F7 |
| transaction | TSLA | Common Stock | Sale | -$7.66M | -7.37K | -2.02% | $1,039.11 | 357K | Oct 27, 2021 | Direct | F1, F2, F8 |
| transaction | TSLA | Common Stock | Sale | -$11.2M | -10.8K | -3.02% | $1,040.33 | 347K | Oct 27, 2021 | Direct | F1, F2, F9 |
| transaction | TSLA | Common Stock | Sale | -$8.69M | -8.35K | -2.41% | $1,041.21 | 338K | Oct 27, 2021 | Direct | F1, F2, F10 |
| transaction | TSLA | Common Stock | Sale | -$7.98M | -7.66K | -2.26% | $1,042.31 | 331K | Oct 27, 2021 | Direct | F1, F2, F11 |
| transaction | TSLA | Common Stock | Sale | -$3.96M | -3.8K | -1.15% | $1,043.34 | 327K | Oct 27, 2021 | Direct | F1, F2, F12 |
| transaction | TSLA | Common Stock | Sale | -$3.14M | -3.01K | -0.92% | $1,044.39 | 324K | Oct 27, 2021 | Direct | F1, F2, F13 |
| transaction | TSLA | Common Stock | Sale | -$1.99M | -1.9K | -0.59% | $1,045.29 | 322K | Oct 27, 2021 | Direct | F1, F2, F14 |
| transaction | TSLA | Common Stock | Sale | -$2.09M | -2K | -0.62% | $1,046.67 | 320K | Oct 27, 2021 | Direct | F1, F2, F15 |
| transaction | TSLA | Common Stock | Sale | -$7.86M | -7.5K | -2.34% | $1,047.48 | 312K | Oct 27, 2021 | Direct | F1, F2, F16 |
| transaction | TSLA | Common Stock | Sale | -$7.61M | -7.26K | -2.32% | $1,048.56 | 305K | Oct 27, 2021 | Direct | F1, F2, F17 |
| transaction | TSLA | Common Stock | Sale | -$9.76M | -9.3K | -3.05% | $1,049.61 | 296K | Oct 27, 2021 | Direct | F1, F2, F18 |
| transaction | TSLA | Common Stock | Sale | -$7.69M | -7.32K | -2.48% | $1,050.62 | 288K | Oct 27, 2021 | Direct | F1, F2, F19 |
| transaction | TSLA | Common Stock | Sale | -$4.46M | -4.24K | -1.47% | $1,051.67 | 284K | Oct 27, 2021 | Direct | F1, F2, F20 |
| transaction | TSLA | Common Stock | Sale | -$9.48M | -9.01K | -3.17% | $1,052.76 | 275K | Oct 27, 2021 | Direct | F1, F2, F21 |
| transaction | TSLA | Common Stock | Sale | -$13.5M | -12.8K | -4.65% | $1,053.67 | 262K | Oct 27, 2021 | Direct | F1, F2, F22 |
| transaction | TSLA | Common Stock | Sale | -$6.74M | -6.39K | -2.43% | $1,054.91 | 256K | Oct 27, 2021 | Direct | F1, F2, F23 |
| transaction | TSLA | Common Stock | Sale | -$8.88M | -8.42K | -3.29% | $1,055.84 | 248K | Oct 27, 2021 | Direct | F1, F2, F24 |
| transaction | TSLA | Common Stock | Sale | -$5.3M | -5.01K | -2.02% | $1,057.03 | 243K | Oct 27, 2021 | Direct | F1, F2, F25 |
| transaction | TSLA | Common Stock | Sale | -$6.22M | -5.88K | -2.42% | $1,057.88 | 237K | Oct 27, 2021 | Direct | F1, F2, F26 |
| transaction | TSLA | Common Stock | Sale | -$12.2M | -11.5K | -4.85% | $1,058.97 | 225K | Oct 27, 2021 | Direct | F1, F2, F27 |
| transaction | TSLA | Common Stock | Sale | -$5.36M | -5.06K | -2.25% | $1,059.82 | 220K | Oct 27, 2021 | Direct | F1, F2, F28 |
| transaction | TSLA | Common Stock | Sale | -$6.16M | -5.8K | -2.63% | $1,061.39 | 214K | Oct 27, 2021 | Direct | F1, F2, F29 |
| transaction | TSLA | Common Stock | Sale | -$9.2M | -8.66K | -4.04% | $1,062.49 | 206K | Oct 27, 2021 | Direct | F1, F2, F30 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TSLA | Non-Qualifed Stock Option (right to buy) | Options Exercise | $0 | -120K | -100% | $0.00* | 0 | Oct 27, 2021 | Common Stock | 120K | $50.14 | Direct | F1, F31 |
| transaction | TSLA | Non-Qualifed Stock Option (right to buy) | Options Exercise | $0 | -250K | -100% | $0.00* | 0 | Oct 27, 2021 | Common Stock | 250K | $52.38 | Direct | F1, F32 |
| Id | Content |
|---|---|
| F1 | THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON AUGUST 8, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY SALE OF SHARES RELATED TO THE EXERCISES OF OPTIONS SCHEDULED TO EXPIRE IN 2022. |
| F2 | The shares of common stock were sold solely to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to, the exercise of stock options to purchase 370,000 shares as reported herein. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,033.550 to $1,034.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,034.620 to $1,035.590, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,035.710 to $1,036.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,036.740 to $1,037.530, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,037.760 to $1,038.470, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,038.770 to $1,039.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,039.780 to $1,040.770, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,040.820 to $1,041.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,041.870 to $1,042.810, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F12 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,042.900 to $1,043.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F13 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,043.970 to $1,044.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F14 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,045.040 to $1,046.030, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F15 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,046.120 to $1,047.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F16 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,047.120 to $1,047.980, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F17 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,048.130 to $1,049.020, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F18 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,049.150 to $1,050.140, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F19 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,050.150 to $1,051.110, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F20 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,051.160 to $1,052.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F21 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,052.230 to $1,053.220, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F22 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,053.240 to $1,054.230, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F23 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,054.280 to $1,055.270, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F24 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,055.290 to $1,056.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F25 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,056.400 to $1,057.330, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F26 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,057.510 to $1,058.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F27 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,058.510 to $1,059.490, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F28 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,059.550 to $1,060.540, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F29 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,060.740 to $1,061.730, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F30 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,061.810 to $1,062.800, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F31 | This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the award became fully vested and exercisable by June 12, 2018. |
| F32 | This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the award became fully vested and exercisable by June 18, 2018. |
This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 33 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.