Christopher G. Lee - Jun 10, 2021 Form 4 Insider Report for Apria, Inc. (APR)

Role
Chief Accounting Officer
Signature
/s/ Timothy Maloche, as Attorney-in-Fact
Stock symbol
APR
Transactions as of
Jun 10, 2021
Transactions value $
-$185,060
Form type
4
Date filed
10/20/2021, 06:36 PM
Next filing
Oct 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APR Common Stock Options Exercise $12.6K +2.7K $4.67* 2.7K Aug 10, 2021 Direct F1
transaction APR Common Stock Tax liability -$36.8K -1.21K -44.63% $30.51 1.5K Aug 10, 2021 Direct F1
transaction APR Common Stock Sale -$32.4K -1.06K -70.84% $30.55 436 Aug 11, 2021 Direct F1, F2
transaction APR Common Stock Sale -$13.8K -436 -100% $31.60 0 Aug 11, 2021 Direct F1, F3
transaction APR Common Stock Options Exercise $12.6K +2.7K $4.67* 2.7K Sep 20, 2021 Direct F1
transaction APR Common Stock Tax liability -$43.1K -1.16K -42.78% $37.29 1.55K Sep 20, 2021 Direct F1
transaction APR Common Stock Sale -$43.1K -1.18K -76.31% $36.57 366 Sep 23, 2021 Direct F1, F4
transaction APR Common Stock Sale -$13.6K -366 -100% $37.22 0 Sep 23, 2021 Direct F1, F5
transaction APR Common Stock Options Exercise $12.6K +2.7K $4.67* 2.7K Oct 18, 2021 Direct F1
transaction APR Common Stock Tax liability -$40.2K -1.18K -43.56% $34.17 1.52K Oct 18, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APR Restricted Stock Units Award $0 +1.85K $0.00 1.85K Jun 10, 2021 Common Stock 1.85K Direct F6, F7
transaction APR Stock Appreciation Right Options Exercise $0 -2.7K -31.97% $0.00 5.75K Aug 10, 2021 Common Stock 2.7K $4.67 Direct F7
transaction APR Stock Appreciation Right Options Exercise $0 -2.7K -46.99% $0.00 3.05K Sep 20, 2021 Common Stock 2.7K $4.67 Direct F8
transaction APR Stock Appreciation Right Options Exercise $0 -2.7K -88.64% $0.00 346 Oct 18, 2021 Common Stock 2.7K $4.67 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.03 to $31.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.14 to $32.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.09 to $37.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.09 to $37.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
F7 These restricted stock units vest in three equal annual installments beginning on June 10, 2022, subject to the Reporting Person's continued employment on the applicable vesting date.
F8 These stock appreciation rights are fully vested.