Christopher G. Lee - 10 Jun 2021 Form 4 Insider Report for Apria, Inc.

Role
Chief Accounting Officer
Signature
/s/ Timothy Maloche, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
10 Jun 2021
Net transactions value
-$185,060
Form type
4
Filing time
20 Oct 2021, 18:36:15 UTC
Next filing
14 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APR Common Stock Options Exercise $12,609 +2,700 $4.67* 2,700 10 Aug 2021 Direct F1
transaction APR Common Stock Tax liability $36,765 -1,205 -45% $30.51 1,495 10 Aug 2021 Direct F1
transaction APR Common Stock Sale $32,352 -1,059 -71% $30.55 436 11 Aug 2021 Direct F1, F2
transaction APR Common Stock Sale $13,778 -436 -100% $31.60 0 11 Aug 2021 Direct F1, F3
transaction APR Common Stock Options Exercise $12,609 +2,700 $4.67* 2,700 20 Sep 2021 Direct F1
transaction APR Common Stock Tax liability $43,070 -1,155 -43% $37.29 1,545 20 Sep 2021 Direct F1
transaction APR Common Stock Sale $43,116 -1,179 -76% $36.57 366 23 Sep 2021 Direct F1, F4
transaction APR Common Stock Sale $13,623 -366 -100% $37.22 0 23 Sep 2021 Direct F1, F5
transaction APR Common Stock Options Exercise $12,609 +2,700 $4.67* 2,700 18 Oct 2021 Direct F1
transaction APR Common Stock Tax liability $40,184 -1,176 -44% $34.17 1,524 18 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APR Restricted Stock Units Award $0 +1,854 $0.000000 1,854 10 Jun 2021 Common Stock 1,854 Direct F6, F7
transaction APR Stock Appreciation Right Options Exercise $0 -2,700 -32% $0.000000 5,746 10 Aug 2021 Common Stock 2,700 $4.67 Direct F7
transaction APR Stock Appreciation Right Options Exercise $0 -2,700 -47% $0.000000 3,046 20 Sep 2021 Common Stock 2,700 $4.67 Direct F8
transaction APR Stock Appreciation Right Options Exercise $0 -2,700 -89% $0.000000 346 18 Oct 2021 Common Stock 2,700 $4.67 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.03 to $31.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.14 to $32.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.09 to $37.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.09 to $37.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
F7 These restricted stock units vest in three equal annual installments beginning on June 10, 2022, subject to the Reporting Person's continued employment on the applicable vesting date.
F8 These stock appreciation rights are fully vested.