Richard I. Goldstein - Oct 15, 2021 Form 4 Insider Report for Radius Global Infrastructure, Inc. (RADI)

Signature
/s/ Andrew Rosenstein as Attorney in Fact
Stock symbol
RADI
Transactions as of
Oct 15, 2021
Transactions value $
-$254,100
Form type
4
Date filed
10/18/2021, 11:16 AM
Previous filing
Sep 16, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RADI Class A Common Stock Options Exercise +15K +21.27% 85.5K Oct 15, 2021 Direct F1, F2, F3
transaction RADI Class A Common Stock Sale -$254K -15K -17.54% $16.94 70.5K Oct 15, 2021 Direct F4, F5
transaction RADI Class B Common Stock Disposed to Issuer $0 -15K -1.62% $0.00 911K Oct 15, 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RADI Series A LTIP units Options Exercise -15K -3.75% 385K Oct 15, 2021 Class A Common Stock 15K Direct F2, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").
F2 Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.
F3 Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.
F4 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.
F5 The reported price is a weighted average of sales prices ranging from $16.57 to $17.23 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.
F6 Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.
F7 Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.