Albert DaCosta - Oct 14, 2021 Form 3 Insider Report for Paragon 28, Inc. (FNA)

Role
President & Chief Executive Officer Exhibit 24.1 - Power of Attorney, Director
Signature
/s/ Jonathan Friedman, as Attorney-in-Fact for Albert DaCosta
Stock symbol
FNA
Transactions as of
Oct 14, 2021
Transactions value $
$0
Form type
3
Date filed
10/14/2021, 09:30 PM
Next filing
Sep 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FNA Common Stock 233K Oct 14, 2021 Direct F1
holding FNA Common Stock 5M Oct 14, 2021 See footnote F1, F2
holding FNA Common Stock 6.48M Oct 14, 2021 See footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 75K $0.60 Direct F1, F4
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 75K $0.60 Direct F1, F4
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 125K $1.20 Direct F1, F4
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 125K $4.60 Direct F1, F4
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 50K $5.40 Direct F1, F5
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 37.5K $6.60 Direct F1, F6
holding FNA Stock Option (Right to Buy) Oct 14, 2021 Common Stock 75K $6.60 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a 5-for-1 forward stock split of the Issuer's outstanding common stock effected on October 8, 2021.
F2 Shares are held by DaCosta Investment Company, LLC, of which the Reporting Person is a manager.
F3 Shares are held by The DaCosta Family Trust, of which the Reporting Person is trustee.
F4 The shares subject to the option vest are fully vested and exercisable.
F5 50% of the shares subject to the option vest annually measured from December 31, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.
F6 50% of the shares subject to the option vest annually measured from December 31, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.
F7 50% of the shares subject to the option vest annually measured from December 31, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.

Remarks:

President & Chief Executive Officer Exhibit 24.1 - Power of Attorney