Matthew Jarboe - 14 Oct 2021 Form 3 Insider Report for Paragon 28, Inc.

Role
Chief Commercial Officer
Signature
/s/ Jonathan Friedman, as Attorney-in-Fact for Matthew Jarboe
Issuer symbol
N/A
Transactions as of
14 Oct 2021
Net transactions value
$0
Form type
3
Filing time
14 Oct 2021, 21:30:26 UTC
Next filing
11 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FNA Common Stock 375,295 14 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 75,000 $0.6000 Direct F1, F2
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 75,000 $1.20 Direct F1, F2
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 50,000 $1.20 Direct F1, F2
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 75,000 $4.60 Direct F1, F2
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 50,000 $5.40 Direct F1, F3
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 37,500 $6.60 Direct F1, F4
holding FNA Stock Option (Right to Buy) 14 Oct 2021 Common Stock 175,000 $6.60 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a 5-for-1 forward stock split of the Issuer's outstanding common stock effected on October 8, 2021.
F2 The shares subject to the option vest are fully vested and exercisable.
F3 50% of the shares subject to the option vest annually measured from December 31, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.
F4 50% of the shares subject to the option vest annually measured from December 31, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.
F5 50% of the shares subject to the option vest annually measured from December 31, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.

Remarks:

Exhibit 24.1 - Power of Attorney