Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | THRX | Common Stock | Conversion of derivative security | +349K | 349K | Oct 12, 2021 | See Footnote | F1, F2, F3 | |||
transaction | THRX | Common Stock | Conversion of derivative security | +87.3K | 87.3K | Oct 12, 2021 | See Footnote | F1, F2, F4 | |||
transaction | THRX | Common Stock | Purchase | $4M | +250K | +71.57% | $16.00* | 599K | Oct 12, 2021 | See Footnote | F3, F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | THRX | Series B Convertible Preferred Stock | Conversion of derivative security | -349K | -100% | 0 | Oct 12, 2021 | Common Stock | 349K | See Footnote | F2, F3 | |||
transaction | THRX | Series B Convertible Preferred Stock | Conversion of derivative security | -87.3K | -100% | 0 | Oct 12, 2021 | Common Stock | 87.3K | See Footnote | F2, F4 |
Rock Springs Capital Management LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | The total represents shares received upon conversion of shares of Series B Convertible Preferred Stock. |
F2 | The reported security converted into the issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date. |
F3 | The securities reported herein are held of record by Rock Springs Capital Master Fund LP ("Master Fund"). Rock Springs Capital LLC ("RSC") is the general partner of Rock Springs Capital Management LP ("RSCM") which is the investment manager to Master Fund. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the shares held directly by Master Fund. |
F4 | The securities reported herein are held of record by Four Pines Master Fund LP ("Four Pines"). RSC is the general partner of RSCM which is the investment manager to Four Pines. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the shares held directly by Four Pines. |
F5 | Represents shares purchased in the issuer's initial public offering. |