Paul J. Cormier - 08 Oct 2021 Form 4 Insider Report for Cloudera, Inc.

Role
Director
Signature
/s/ Paul Cormier by David Howard, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
08 Oct 2021
Net transactions value
$0
Form type
4
Filing time
13 Oct 2021, 20:51:34 UTC
Previous filing
17 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Gift $0 -10,922 -8.6% $0.000000 115,989 22 Sep 2021 Held by PAUL J CORMIER TTEE THE PAUL J CORMIER GRANTOR RETAINED ANNUITY TRUST OF 2019 U/D/T 9/9/2019 F1
transaction CLDR Common Stock Gift $0 +10,922 $0.000000 10,922 22 Sep 2021 Paul J. Cormier Irrevocable Trust of 2018 F1
transaction CLDR Common Stock Gift $0 -52,389 -45% $0.000000 63,600 22 Sep 2021 Held by PAUL J CORMIER TTEE THE PAUL J CORMIER GRANTOR RETAINED ANNUITY TRUST OF 2019 U/D/T 9/9/2019 F1
transaction CLDR Common Stock Gift $0 +52,389 +480% $0.000000 63,311 22 Sep 2021 Paul J. Cormier Irrevocable Trust of 2018 F1
transaction CLDR Common Stock Gift $0 -63,600 -100% $0.000000* 0 22 Sep 2021 Held by PAUL J CORMIER TTEE THE PAUL J CORMIER GRANTOR RETAINED ANNUITY TRUST OF 2019 U/D/T 9/9/2019 F2
transaction CLDR Common Stock Gift $0 +63,600 +39% $0.000000 225,621 22 Sep 2021 Direct F2
transaction CLDR Common Stock Options Exercise +14,521 +6.4% 240,142 08 Oct 2021 Direct F4, F5
transaction CLDR Common Stock Disposed to Issuer -240,142 -100% 0 08 Oct 2021 Direct F3, F4
transaction CLDR Common Stock Disposed to Issuer -63,311 -100% 0 08 Oct 2021 Paul J. Cormier Irrevocable Trust of 2018 F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Units Options Exercise -14,521 -100% 0 08 Oct 2021 Common Stock 14,521 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Paul J. Cormier is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects the transfer of shares previously held indirectly by the Reporting Person into a trust.
F2 Reflects the transfer of 63,600 shares previously held indirectly by the Reporting Person to the Reporting Person directly.
F3 On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company, each outstanding share of common stock, par value $0.01 per share, of the Company ("Company Share") (other than Owned Company Shares or Dissenting Company Shares) was thereupon canceled and converted into the right to receive $16.00 in cash (the "Merger Consideration"), with the Company surviving the merger.
F4 Pursuant to the Merger Agreement, the Reporting Person disposed of all Company Shares beneficially owned by it, and received the Merger Consideration for each Company Share.
F5 Pursuant to the Merger Agreement, each Restricted Stock Unit held by the Reporting Person was cancelled in exchange for the Merger Consideration.