Keith Murphy - 07 Oct 2021 Form 4 Insider Report for ORGANOVO HOLDINGS, INC. (VIVS)

Role
Executive Chairman, Director
Signature
/s/ Tom Jurgensen, attorney-in-fact
Issuer symbol
VIVS
Transactions as of
07 Oct 2021
Net transactions value
$0
Form type
4
Filing time
12 Oct 2021, 18:00:47 UTC
Previous filing
22 Sep 2021
Next filing
20 Oct 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ONVO Stock Option (Right to Buy) Award $0 +60,000 $0.000000 60,000 07 Oct 2021 Common Stock 60,000 $6.70 Direct F1
transaction ONVO Stock Option (Right to Buy) Award $0 +60,000 $0.000000 60,000 07 Oct 2021 Common Stock 60,000 $6.70 Direct F2
transaction ONVO Stock Option (Right to Buy) Award $0 +17,500 $0.000000 17,500 07 Oct 2021 Common Stock 17,500 $6.70 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option becomes exercisable, if at all, if the 45-day moving average closing price of the Issuer's common stock on The Nasdaq Stock Market LLC exceeds $30.00 per share.
F2 The option becomes exercisable, if at all, if the 45-day moving average closing price of the Issuer's common stock on The Nasdaq Stock Market LLC exceeds $35.00 per share.
F3 The option shares shall vest and become exercisable on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders.