Michael Auerbach - Oct 8, 2021 Form 3 Insider Report for TPCO Holding Corp. (GRAMF)

Role
Director
Signature
/s/ Michael Auerbach
Stock symbol
GRAMF
Transactions as of
Oct 8, 2021
Transactions value $
$0
Form type
3
Date filed
10/8/2021, 05:15 PM
Previous filing
Sep 13, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GRAMF Common Shares 6.6M Oct 8, 2021 See footnote F1
holding GRAMF Common Shares 8.71K Oct 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GRAMF Restricted Stock Units Oct 8, 2021 Common Shares 24.3K Direct F2
holding GRAMF Share Purchase Warrants Oct 8, 2021 Common Shares 65.6K $11.50 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by M3 DAAT LLC. Mr. Auerbach disclaims beneficial ownership over the Common Shares and Share Purchase Warrants held by M3 DAAT LLC, except to the extent of his pecuniary interest.
F2 Each restricted stock unit ("RSU") represents the right to receive one Common Share upon vesting. RSUs vest over a three-year period, with one-sixth vesting after 180 days and the remaining vesting ratably each month over the following 30 months.