Key facts
- This page summarizes Michael Auerbach's Form 3 filing for TPCO Holding Corp. (GRAM).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 08 Oct 2021, 17:15.
Michael Auerbach - 08 Oct 2021 Form 3 Insider Report for TPCO Holding Corp. (GRAM)
- Reporting relationship
- Director
- Issuer ticker
- GRAM
- Reported as of
- 08 Oct 2021
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 08 Oct 2021, 17:15:38 UTC
- Prior SEC filing
- 13 Sep 2021
- Next SEC filing
- 03 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Auerbach
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Auerbach filed Form 3 for TPCO Holding Corp. (GRAM) on 08 Oct 2021.
Change
- Previous filing in this sequence was filed on 13 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GRAMF
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,604,434
- Date
- 08 Oct 2021
- Ownership
- See footnote
- Footnotes
- F1
GRAMF
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,711
- Date
- 08 Oct 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GRAMF
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 08 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 24,271
- Exercise price
- Footnotes
- F2
GRAMF
holding
Derivative
Share Purchase Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 08 Oct 2021
- Ownership
- See footnote
- Underlying class
- Common Shares
- Underlying amount
- 65,625
- Exercise price
- $11.50
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Held by M3 DAAT LLC. Mr. Auerbach disclaims beneficial ownership over the Common Shares and Share Purchase Warrants held by M3 DAAT LLC, except to the extent of his pecuniary interest.
Footnote F2
Each restricted stock unit ("RSU") represents the right to receive one Common Share upon vesting. RSUs vest over a three-year period, with one-sixth vesting after 180 days and the remaining vesting ratably each month over the following 30 months.