Chetan Gulati - 06 Oct 2021 Form 4 Insider Report for 4Front Ventures Corp. (FFNTF)

Role
Director
Signature
/s/ Chetan Gulati
Issuer symbol
FFNTF
Transactions as of
06 Oct 2021
Net transactions value
+$79,976,080,960,000
Form type
4
Filing time
08 Oct 2021, 16:30:55 UTC
Next filing
08 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFNTF 6% Unsecured Convertible Note Purchase $916,440,480,000 +972,000 $942840.00* 972,000 06 Oct 2021 Class A Subordinate Voting Shares 943,689 $1.03 Navy Capital Green Fund, LP F1
transaction FFNTF 6% Unsecured Convertible Note Purchase $79,059,640,480,000 +9,028,000 $8757160.00* 9,028,000 06 Oct 2021 Class A Subordinate Voting Shares 8,765,049 $1.03 Navy Capital Green Co-Invest Fund, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person has voting and dipositive control over these shares as he is Managing Member, Head of Research and sits on the investment committee of Navy Capital Green Management, LLC, the investment advisor to Navy Capital Green Fund, LP and Navy Capital Green Co-Invest Fund, LLC.