Chetan Gulati - Oct 6, 2021 Form 4 Insider Report for 4Front Ventures Corp. (FFNTF)

Role
Director
Signature
/s/ Chetan Gulati
Stock symbol
FFNTF
Transactions as of
Oct 6, 2021
Transactions value $
$79,976,080,960,000
Form type
4
Date filed
10/8/2021, 04:30 PM
Next filing
Jun 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFNTF 6% Unsecured Convertible Note Purchase $916B +972K $942,840.00* 972K Oct 6, 2021 Class A Subordinate Voting Shares 944K $1.03 Navy Capital Green Fund, LP F1
transaction FFNTF 6% Unsecured Convertible Note Purchase $79.1T +9.03M $8,757,160.00* 9.03M Oct 6, 2021 Class A Subordinate Voting Shares 8.77M $1.03 Navy Capital Green Co-Invest Fund, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person has voting and dipositive control over these shares as he is Managing Member, Head of Research and sits on the investment committee of Navy Capital Green Management, LLC, the investment advisor to Navy Capital Green Fund, LP and Navy Capital Green Co-Invest Fund, LLC.