Paul J. Romanowski - 01 Oct 2021 Form 3 Insider Report for HORTON D R INC /DE/ (DHI)

Role
EVP and COO
Signature
By: /s/ Paul J. Romanowski
Issuer symbol
DHI
Transactions as of
01 Oct 2021
Net transactions value
$0
Form type
3
Filing time
07 Oct 2021, 16:05:10 UTC
Next filing
30 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DHI Common Stock 62,570 01 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DHI Stock Options (right to buy) 01 Oct 2021 Common Stock 30,000 $23.80 Direct F1
holding DHI Stock Options (right to buy) 01 Oct 2021 Common Stock 40,000 $23.86 Direct F2
holding DHI Restricted Stock Unit 01 Oct 2021 Common Stock 5,080 $0.000000 Direct F3, F4
holding DHI Restricted Stock Unit 01 Oct 2021 Common Stock 8,000 $0.000000 Direct F4, F5
holding DHI Restricted Stock Unit 01 Oct 2021 Common Stock 12,000 $0.000000 Direct F4, F6
holding DHI Restricted Stock Unit 01 Oct 2021 Common Stock 15,384 $0.000000 Direct F4, F7
holding DHI Restricted Stock Unit 01 Oct 2021 Common Stock 8,670 $0.000000 Direct F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option grant was granted March 5, 2013, has a ten-year term and vests as to 20% of the option shares on the first five anniversary dates of March 5. Accordingly, on March 5, 2014, the initial 20% of the 40,000 options granted vested.
F2 The stock option grant was granted March 6, 2014, has a ten-year term and vests as to 20% of the option shares on the first five anniversary dates of March 6. Accordingly, on March 6, 2015, the initial 20% of the 40,000 options granted vested.
F3 The restricted stock units were awarded February 14, 2017, and vest in five equal annual installments beginning February 14, 2018.
F4 Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
F5 The restricted stock units were awarded March 7, 2018, and vest in five equal annual installments beginning March 7, 2019.
F6 The restricted stock units were awarded November 26, 2018, and vest in five equal annual installments beginning November 26, 2019.
F7 The restricted stock units were awarded March 12, 2020, and vest in five equal annual installments beginning March 12, 2021.
F8 The restricted stock units were awarded March 17, 2021, and vest in five equal annual installments beginning March 17, 2022.