Omega Fund VI, L.P. - Oct 6, 2021 Form 3 Insider Report for Theseus Pharmaceuticals, Inc. (THRX)

Role
10%+ Owner
Signature
/s/ Anne-Mari Paster, **Signature of Anne-Mari Paster as as an authorized signatory of each Reporting Person
Stock symbol
THRX
Transactions as of
Oct 6, 2021
Transactions value $
$0
Form type
3
Date filed
10/6/2021, 07:49 PM
Previous filing
Jul 20, 2021
Next filing
Oct 14, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding THRX Series B Preferred Stock Oct 6, 2021 Common Stock 524K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Omega Fund VI, L.P. ("Omega VI") holds 693,152 shares of the Issuer's Series B Preferred Stock. The Series B Preferred Stock will automatically convert immediately prior to and in connection with the closing of a public offering of the issuer's securities pursuant to an effective registration statement under the Securities Act of 1933, as amended (the "Securities Act"), into 523,979 shares of common stock on a 1-for-1.32286 reverse split basis.
F2 The reported securities are beneficially owned by Omega VI. The reported securities may be deemed to be beneficially owned by each of Omega Fund VI GP, L.P. ("Omega VI GP"), as the general partner of Omega VI, and Omega Fund VI GP Manager, Ltd. ("Omega VI GP Manager"), as the general partner of Omega VI GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega VI GP Manager and have shared voting and investment power over the shares held by Omega VI and, as a result, may each be deemed to beneficially own the reported securities. Each of the Reporting Persons disclaims beneficial ownership of the reported securities, except to the extent of his, her or its pecuniary interest therein.