DAVID LEE JOHNSON - 01 Oct 2021 Form 4 Insider Report for Global Blood Therapeutics, Inc.

Signature
/s/ Miguel Carrillo, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Oct 2021
Net transactions value
-$56,962
Form type
4
Filing time
05 Oct 2021, 16:05:21 UTC
Previous filing
03 Sep 2021
Next filing
03 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GBT Common Stock Options Exercise +4,375 +12% 41,242 01 Oct 2021 Direct F1
transaction GBT Common Stock Tax liability $56,962 -2,170 -5.3% $26.25 39,072 01 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GBT Restricted Stock Units Options Exercise $0 -4,375 -50% $0.000000 4,375 01 Oct 2021 Common Stock 4,375 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
F2 Represents number of shares of Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 4,375 shares of Common Stock underlying the Reporting Person's RSUs.
F3 The shares of Common Stock underlying the RSUs vested with respect to 1/4th of the underlying shares on April 1, 2019. Thereafter, 1/6th of the remaining underlying shares vest on a semi-annual basis until fully vested on April 1, 2022, subject to the Reporting Person's continuous service with the Issuer. The RSUs are subject to accelerated vesting upon termination without cause or resignation for good reason after a change of control of the Issuer.