Brett D. Begemann - Oct 1, 2021 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
Director
Signature
Brian L. Henry, by Power of Attorney
Stock symbol
EMN
Transactions as of
Oct 1, 2021
Transactions value $
$67,753
Form type
4
Date filed
10/5/2021, 11:16 AM
Previous filing
May 10, 2021
Next filing
Apr 5, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Phantom Stock Units Award $67.8K +661 +2.06% $102.50 32.8K Oct 1, 2021 Common Stock 661 $0.00 Direct F1, F2, F3
transaction EMN Phantom Stock Units Award $0 +294 +0.9% $0.00 33.1K Oct 1, 2021 Common Stock 294 $0.00 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.
F2 Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.
F3 Includes 551 units credited since May 6, 2021 as hypothetical reinvestment of dividend equivalents.
F4 Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.