Andrew Mark Perlmutter - 01 Oct 2021 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
PRESIDENT
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Issuer symbol
FNKO
Transactions as of
01 Oct 2021
Net transactions value
$0
Form type
4
Filing time
04 Oct 2021, 16:37:08 UTC
Previous filing
28 Jun 2021
Next filing
20 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise +56,250 +45% 182,541 01 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -56,250 -100% $0.000000* 0 01 Oct 2021 Class A Common Stock 56,250 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The RSUs vested in full on October 1, 2021.