Deirdre Findlay - Sep 30, 2021 Form 3 Insider Report for OLAPLEX HOLDINGS, INC. (OLPX)

Role
Director
Signature
/s/ Eric Tiziani, attorney-in-fact
Stock symbol
OLPX
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
3
Date filed
9/30/2021, 08:52 PM
Next filing
Mar 14, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OLPX Option (Right to Buy) Sep 30, 2021 Common Stock 290K $1.65 Direct F1
holding OLPX Option (Right to Buy) Sep 30, 2021 Common Stock 217K $1.65 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is vested as to 20% of the underlying shares of common stock, par value $0.001 per share ("Common Stock"), of Olaplex Holdings, Inc. (the "Company") and vests as to the remaining 80% in four equal installments on each of September 28, 2022, September 28, 2023, September 28, 2024, and September 28, 2025.
F2 This option is vested as to 72,225 shares of Common Stock underlying this option, and vests as to one third of the remaining portion of the underlying shares of Common Stock in equal installments on each of the first three anniversaries of the consummation of the initial public offering of the Company's Common Stock.

Remarks:

Exhibits 24.1 - Power of Attorney