JuE WONG - Sep 30, 2021 Form 3 Insider Report for OLAPLEX HOLDINGS, INC. (OLPX)

Signature
/s/ Eric Tiziani, attorney-in-fact
Stock symbol
OLPX
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
3
Date filed
9/30/2021, 08:45 PM
Next filing
Oct 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OLPX Common Stock 425K Sep 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OLPX Option (Right to Buy) Sep 30, 2021 Common Stock 8.36M $0.76 Direct F1
holding OLPX Option (Right to Buy) Sep 30, 2021 Common Stock 18.6M $0.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is vested as to 20% of the underlying shares of common stock, par value $0.001 per share ("Common Stock"), of Olaplex Holdings, Inc. (the "Company") and vests as to the remaining 80% in four equal installments on each of January 1, 2022, January 1, 2023, January 1, 2024, and January 1, 2025.
F2 This option is vested as to 2,090,475 shares of Common Stock underlying this option, and vests as to one third of the remaining portion of the underlying shares of Common Stock in equal installments on each of the first three anniversaries of the consummation of the initial public offering of the Company's Common Stock.

Remarks:

President and Chief Executive Officer Exhibits 24.1 - Power of Attorney