William J. Loewenthal - 22 Sep 2021 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
Senior Vice President, Product
Signature
/s/ Henrik Gerdes - Attorney-in-Fact
Issuer symbol
CHPT
Transactions as of
22 Sep 2021
Net transactions value
-$10,704
Form type
4
Filing time
24 Sep 2021, 20:44:17 UTC
Previous filing
28 Jul 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Sale $21,904 -1,087 -1.2% $20.15 92,757 22 Sep 2021 Direct F1, F2
transaction CHPT Common Stock Options Exercise $11,200 +20,000 +22% $0.5600* 112,757 24 Sep 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHPT Stock Option (right to buy) Options Exercise -20,000 -9.2% 196,229 24 Sep 2021 Common Stock 20,000 $0.5600 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.33. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 This transaction relates to the exercise of options to purchase shares of common stock by the reporting person. No shares of common stock were sold by the reporting person and the shares of common stock received upon the exercise of such options are subject to lock-up restrictions in connection with the issuer's secondary offering.
F4 The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date.