Hoang Vuong - 30 Mar 2021 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Role
Chief Financial Officer
Signature
/s/ Hoang Vuong
Issuer symbol
AMPL
Transactions as of
30 Mar 2021
Net transactions value
-$1,089,250
Form type
4
Filing time
23 Sep 2021, 21:30:22 UTC
Next filing
21 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Conversion of derivative security $0 +48,751 $0.000000 48,751 21 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Class B Common Stock Conversion of derivative security $0 -48,751 -18% $0.000000 229,500 21 Sep 2021 Class A Common Stock 48,751 Direct F1
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -11,064 -11% $0.000000 92,176 30 Mar 2021 Common Stock 11,064 $2.26 Direct F2, F3, F5
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -50,000 -3.2% $0.000000 1,513,009 30 Mar 2021 Common Stock 50,000 $2.26 Direct F2, F4, F5
transaction AMPL Class B Common Stock Options Exercise $0 +61,064 +83% $0.000000 134,815 30 Mar 2021 Class A Common Stock 61,064 Direct F1, F2, F5
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -11,061 -12% $0.000000 81,115 29 Jun 2021 Common Stock 11,061 $2.26 Direct F2, F3, F5
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -50,000 -3.3% $0.000000 1,463,009 29 Jun 2021 Common Stock 50,000 $2.26 Direct F2, F4, F5
transaction AMPL Class B Common Stock Options Exercise $0 +61,061 +45% $0.000000 195,876 29 Jun 2021 Class A Common Stock 61,061 Direct F1, F2, F5
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -100,000 -6.8% $0.000000 1,363,009 24 Aug 2021 Common Stock 100,000 $2.26 Direct F2, F4, F5
transaction AMPL Class B Common Stock Options Exercise $0 +100,000 +51% $0.000000 295,876 24 Aug 2021 Class A Common Stock 100,000 Direct F1, F2, F5
transaction AMPL Class B Common Stock Sale $1,089,250 -25,000 -8.4% $43.57 270,876 25 Aug 2021 Class A Common Stock 25,000 Direct F1, F2, F5, F6
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -7,375 -9.1% $0.000000 73,740 29 Aug 2021 Common Stock 7,375 $2.26 Direct F2, F3, F5
transaction AMPL Class B Common Stock Options Exercise $0 +7,375 +2.7% $0.000000 278,251 29 Aug 2021 Class A Common Stock 7,375 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F2 Transaction being reported herein pursuant to Rule 16a-2(a).
F3 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 4, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F4 The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from April 29, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
F5 In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock.
F6 The securities were sold in a private secondary sale transaction.