Liu Curtis - Jun 24, 2021 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Role
Chief Technology Officer, Director, 10%+ Owner
Signature
/s/ Hoang Vuong, as Attorney-in-Fact for Curtis Liu
Stock symbol
AMPL
Transactions as of
Jun 24, 2021
Transactions value $
$0
Form type
4
Date filed
9/23/2021, 09:30 PM
Next filing
Sep 21, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Conversion of derivative security $0 +380K $0.00 380K Sep 21, 2021 By Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Class B Common Stock Conversion of derivative security $0 -380K -4.99% $0.00 7.24M Sep 21, 2021 Class A Common Stock 380K By Trust F1, F2
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -105K -27.79% $0.00 273K Jun 24, 2021 Common Stock 105K $4.19 By Trust F2, F3, F4, F5
transaction AMPL Class B Common Stock Options Exercise $0 +105K +1.34% $0.00 7.92M Jun 24, 2021 Class A Common Stock 105K By Trust F1, F2, F3, F5
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -23.9K -22.17% $0.00 83.8K Jun 24, 2021 Common Stock 23.9K $4.19 Direct F3, F5, F6
transaction AMPL Class B Common Stock Options Exercise $0 +23.9K +0.3% $0.00 7.94M Jun 24, 2021 Class A Common Stock 23.9K By Trust F1, F2, F3, F5
transaction AMPL Class B Common Stock Gift $0 -475K -5.98% $0.00 7.47M Jun 28, 2021 Class A Common Stock 475K By Trust F1, F2, F3, F5
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -155K -56.84% $0.00 118K Aug 30, 2021 Common Stock 155K $4.19 By Trust F2, F3, F4, F5
transaction AMPL Class B Common Stock Options Exercise $0 +155K +2.08% $0.00 7.62M Aug 30, 2021 Class A Common Stock 155K By Trust F1, F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F2 Securities held by a trust over which the Reporting Person exercises voting and dispositive control.
F3 Transaction is being reported herein pursuant to Rule 16a-2(a).
F4 The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
F5 In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock.
F6 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.