Neeraj Agrawal - Jun 2, 2021 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Signature
/s/ Hoang Vuong, as Attorney-in-Fact for Neeraj Agrawal
Stock symbol
AMPL
Transactions as of
Jun 2, 2021
Transactions value $
$11,911,493
Form type
4
Date filed
9/23/2021, 09:30 PM
Next filing
Jun 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Conversion of derivative security $0 +73.4K $0.00 73.4K Sep 21, 2021 See footnotes F1, F2, F9, F10
transaction AMPL Class A Common Stock Conversion of derivative security $0 +1.58M $0.00 1.58M Sep 21, 2021 See footnotes F1, F3, F9, F10
transaction AMPL Class A Common Stock Conversion of derivative security $0 +1.64M $0.00 1.64M Sep 21, 2021 See footnotes F1, F4, F9, F10
transaction AMPL Class A Common Stock Conversion of derivative security $0 +418K $0.00 418K Sep 21, 2021 See footnotes F1, F5, F9, F10
transaction AMPL Class A Common Stock Conversion of derivative security $0 +357K $0.00 357K Sep 21, 2021 See footnotes F1, F6, F9, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Class B Common Stock Conversion of derivative security $0 -73.4K -30% $0.00 171K Sep 21, 2021 Class A Common Stock 73.4K See footnotes F1, F2, F9, F10
transaction AMPL Class B Common Stock Conversion of derivative security $0 -1.58M -30% $0.00 3.69M Sep 21, 2021 Class A Common Stock 1.58M See footnotes F1, F3, F9, F10
transaction AMPL Class B Common Stock Conversion of derivative security $0 -1.64M -30% $0.00 3.84M Sep 21, 2021 Class A Common Stock 1.64M See footnotes F1, F4, F9, F10
transaction AMPL Class B Common Stock Conversion of derivative security $0 -418K -30% $0.00 976K Sep 21, 2021 Class A Common Stock 418K See footnotes F1, F5, F9, F10
transaction AMPL Class B Common Stock Conversion of derivative security $0 -357K -30% $0.00 832K Sep 21, 2021 Class A Common Stock 357K See footnotes F1, F6, F9, F10
transaction AMPL Class B Common Stock Conversion of derivative security $0 +13.6M +3947.96% $0.00 14M Sep 21, 2021 Class A Common Stock 13.6M See footnotes F1, F2, F3, F4, F5, F6, F7, F8, F9, F10, F12
transaction AMPL Series F Preferred Stock Purchase $900K +28.1K $32.02 28.1K Jun 2, 2021 Class B Common Stock 28.1K See footnotes F7, F9, F10, F11, F12, F13
transaction AMPL Series F Preferred Stock Purchase $9.1M +284K $32.02 284K Jun 2, 2021 Class B Common Stock 284K See footnotes F8, F9, F10, F11, F12, F13
transaction AMPL Class B Common Stock Purchase $41.1K +1.96K +6.96% $21.00 30.1K Jun 28, 2021 Class A Common Stock 1.96K See footnotes F1, F7, F9, F10, F12, F13, F14
transaction AMPL Class B Common Stock Purchase $131K +5.65K +18.8% $23.18 35.7K Jun 28, 2021 Class A Common Stock 5.65K See footnotes F1, F7, F9, F10, F12, F13, F14
transaction AMPL Class B Common Stock Purchase $1.32M +57.1K +20.1% $23.18 341K Jun 28, 2021 Class A Common Stock 57.1K See footnotes F1, F8, F9, F10, F12, F13, F14
transaction AMPL Class B Common Stock Purchase $415K +19.8K +5.79% $21.00 361K Jun 28, 2021 Class A Common Stock 19.8K See footnotes F1, F8, F9, F10, F12, F13, F14
transaction AMPL Series A Preferred Stock Conversion of derivative security $0 -16.2K -100% $0.00* 0 Sep 21, 2021 Class B Common Stock 16.2K See footnotes F2, F3, F4, F5, F6, F9, F10, F11, F13
transaction AMPL Series B Preferred Stock Conversion of derivative security $0 -10.8M -100% $0.00* 0 Sep 21, 2021 Class B Common Stock 10.8M See footnotes F2, F3, F4, F5, F6, F9, F10, F11, F13
transaction AMPL Series C Preferred Stock Conversion of derivative security $0 -1.06M -100% $0.00* 0 Sep 21, 2021 Class B Common Stock 1.06M See footnotes F2, F3, F4, F5, F6, F9, F10, F11, F13
transaction AMPL Series D Preferred Stock Conversion of derivative security $0 -1.17M -100% $0.00* 0 Sep 21, 2021 Class B Common Stock 1.17M See footnotes F2, F3, F4, F5, F6, F9, F10, F11, F13
transaction AMPL Series E Preferred Stock Conversion of derivative security $0 -262K -100% $0.00* 0 Sep 21, 2021 Class B Common Stock 262K See footnotes F2, F3, F4, F5, F6, F9, F10, F11, F13
transaction AMPL Series F Preferred Stock Conversion of derivative security $0 -312K -100% $0.00* 0 Sep 21, 2021 Class B Common Stock 312K See footnotes F7, F8, F9, F10, F11, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F2 Shares held by Battery Investment Partners XI, LLC ("BIP XI").
F3 Shares held by Battery Ventures XI-A, L.P. ("BV XI-A").
F4 Shares held by Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF").
F5 Shares held by Battery Ventures XI-B, L.P. ("BV XI-B").
F6 Shares held by Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF").
F7 Shares held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I").
F8 Shares held by Battery Ventures Select Fund I, L.P. ("BV Select I").
F9 The sole general partner of BV XI-A and BV XI-B is Battery Partners XI, LLC ("BP XI"). The sole general partner of BV XI-A SF and BV XI-B SF is Battery Partners XI Side Fund, LLC ("BP XI SF"). The sole managing member of BIP XI is BP XI. The sole general partner of BV Select I is Battery Partners Select Fund I, L.P., whose sole general partner is Battery Partners Select Fund I GP, LLC ("BP Select I"). The general partner of BIP Select I is BP Select I. The investment adviser of BP XI, BP XI SF, and BP Select I is Battery Management Corp. (together with BP XI, BP XI SF, and BP Select I, the "Battery Companies").
F10 The Reporting Person is a managing member of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by BIP XI, BV XI-A, BV XI-A SF, BV XI-B, BV XI-B SF, BIP Select I, and BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F11 Each share of Series A, Series B, Series C, Series D, Series E and Series F Preferred Stock was automatically converted into the Issuer's Class B Common Stock on a one-to-one basis at the time of effectiveness of the Issuer's registration statement on Form S-1.
F12 In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock.
F13 Transaction is being reported herein pursuant to Rule 16a-2(a).
F14 The securities were purchased in a private resale transaction.