Cynthia Ann Blendu - 23 Sep 2021 Form 3 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Human Resources and Transformation Officer Exhibit List - Exhibit 24.1 - Power of Attorney
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Cindy Blendu
Issuer symbol
CWAN
Transactions as of
23 Sep 2021
Net transactions value
$0
Form type
3
Filing time
23 Sep 2021, 21:14:16 UTC
Next filing
30 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 47,369 $4.40 Direct F1
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 71,054 $4.40 Direct F2
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 55,828 $4.40 Direct F3
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 37,219 $4.40 Direct F4
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 61,700 $4.40 Direct F5
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 41,133 $4.40 Direct F6
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 26,014 $4.40 Direct F7
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 17,343 $4.40 Direct F8
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 125,000 $12.40 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount reported, options to purchase 22,694 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F2 Of the amount reported, options to purchase 34,041 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F3 Of the amount reported, options to purchase 26,746 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F4 Of the amount reported, options to purchase 17,831 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including July 1, 2022.
F5 Of the amount reported, options to purchase 20,293 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F6 Of the amount reported, options to purchase 13,529 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F7 Of the amount reported, options to purchase 9,933 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F8 Of the amount reported, options to purchase 6,622 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F9 The reported securities are options which vest and become exercisable as follows: one installment reflecting 25% of the options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.

Remarks:

Chief Human Resources and Transformation Officer Exhibit List - Exhibit 24.1 - Power of Attorney