Scott Stanley Erickson - 23 Sep 2021 Form 3 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
President, Americas and New Markets Exhibit List - Exhibit 24.1 - Power of Attorney
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Scott Erickson
Issuer symbol
CWAN
Transactions as of
23 Sep 2021
Net transactions value
$0
Form type
3
Filing time
23 Sep 2021, 21:14:09 UTC
Next filing
30 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 173,080 $4.00 Direct F1
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 259,620 $4.00 Direct F2
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 41,603 $4.00 Direct F3
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 27,735 $4.00 Direct F4
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 25,377 $4.40 Direct F5
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 16,918 $4.40 Direct F6
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 17,132 $4.40 Direct F7
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 11,422 $4.40 Direct F8
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 45,039 $4.40 Direct F9
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 30,026 $4.40 Direct F10
holding CWAN Employee Stock Option (right to buy) 23 Sep 2021 Class A Common Stock 437,500 $12.40 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount reported, options to purchase 159,080 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.
F2 Of the amount reported, options to purchase 238,620 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.
F3 Of the amount reported, options to purchase 28,102 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including January 1, 2022.
F4 Of the amount reported, options to purchase 18,735 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including April 10, 2022.
F5 Of the amount reported, options to purchase 12,157 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F6 Of the amount reported, options to purchase 8,105 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F7 Of the amount reported, options to purchase 5,634 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F8 Of the amount reported, options to purchase 3,756 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F9 Of the amount reported, options to purchase 17,198 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F10 Of the amount reported, options to purchase 11,465 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F11 The reported securities are options which vest and become exercisable as follows: one installment reflecting 25% of the options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.

Remarks:

President, Americas and New Markets Exhibit List - Exhibit 24.1 - Power of Attorney