Eric Scott Grossberg - Sep 23, 2021 Form 3 Insider Report for Brilliant Earth Group, Inc. (BRLT)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Jeffrey Kuo as Attorney-in-fact for Eric Scott Grossberg
Stock symbol
BRLT
Transactions as of
Sep 23, 2021
Transactions value $
$0
Form type
3
Date filed
9/23/2021, 07:32 PM
Next filing
Sep 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BRLT Class C Common Stock 50.2M Sep 23, 2021 See Footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRLT Common Units Sep 23, 2021 Class D Common Stock 50.2M See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class C Common Stock will automatically convert into one share of Class B common stock upon the earlier of (1) the 10-year anniversary of the date of the closing of this offering and (2) the date on which the Reporting Person ceases to beneficially hold at least 8% of the aggregate number of shares of all classes of Common Stock then outstanding.
F2 Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S.Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust, each of which Mr. Grossberg is the Trustee and has voting power and investment power over such shares.
F3 The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Initial Public Offering for shares of Class D Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class C Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

Remarks:

Exhibit 24 - Power of Attorney.