Riccardo Braglia - Sep 22, 2021 Form 3 Insider Report for Thorne Healthtech, Inc. (THRN)

Role
Director, 10%+ Owner
Signature
/s/ Scott Wheeler, under power of attorney
Stock symbol
THRN
Transactions as of
Sep 22, 2021
Transactions value $
$0
Form type
3
Date filed
9/22/2021, 06:18 PM
Next filing
Sep 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding THRN Class A Common Stock 5.4M Sep 22, 2021 See Footnote F1, F2
holding THRN Class B Common Stock 27.6K Sep 22, 2021 See Footnote F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding THRN Class A Common Stock Warrant (Right to buy) Sep 22, 2021 Class A Common Stock 453K $6.74 See Footnote F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the completion of the Issuer's initial public offering of Common Stock, the Class A Common Stock shall be re-named Common Stock.
F2 The securities are directly held by ELUS Holdings Corporation ("ELUS"). The Reporting Person serves as Chairman of the Board of ELUS and as Chief Executive Officer and a member of the Board of Directors of ELUS' ultimate parent company, Helsinn Holding SA.
F3 Each share of non-voting Class B Common Stock shall be converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock.
F4 All of the shares subject to the warrant are fully vested and exercisable as of the date hereof.

Remarks:

Exhibit 24 - Power of Attorney