Neeraj Agrawal - Sep 21, 2021 Form 3 Insider Report for Amplitude, Inc. (AMPL)

Role
Director, 10%+ Owner
Signature
/s/ Hoang Vuong, as Attorney-in-Fact for Neeraj Agrawal
Stock symbol
AMPL
Transactions as of
Sep 21, 2021
Transactions value $
$0
Form type
3
Date filed
9/21/2021, 06:08 PM
Previous filing
May 5, 2022
Next filing
Nov 16, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 35.7K $0.00 See footnotes F1, F2, F9, F10
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 245K $0.00 See footnotes F1, F3, F9, F10
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 361K $0.00 See footnotes F1, F4, F9, F10
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 5.28M $0.00 See footnotes F1, F5, F9, F10
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 5.48M $0.00 See footnotes F1, F6, F9, F10
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 1.39M $0.00 See footnotes F1, F7, F9, F10
holding AMPL Class B Common Stock Sep 21, 2021 Class A Common Stock 1.19M $0.00 See footnotes F1, F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F2 Shares held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I").
F3 Shares held by Battery Investment Partners XI, LLC ("BIP XI").
F4 Shares held by Battery Ventures Select Fund I, L.P. ("BV Select I").
F5 Shares held by Battery Ventures XI-A, L.P. ("BV XI-A").
F6 Shares held by Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF").
F7 Shares held by Battery Ventures XI-B, L.P. ("BV XI-B").
F8 Shares held by Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF").
F9 The sole general partner of BV XI-A and BV XI-B is Battery Partners XI, LLC ("BP XI"). The sole general partner of BV XI-A SF and BV XI-B SF is Battery Partners XI Side Fund, LLC ("BP XI SF"). The sole managing member of BIP XI is BP XI. The sole general partner of BV Select I is Battery Partners Select Fund I, L.P., whose sole general partner is Battery Partners Select Fund I GP, LLC ("BP Select I"). The general partner of BIP Select I is BP Select I. The investment adviser of BP XI, BP XI SF, and BP Select I is Battery Management Corp. (together with BP XI, BP XI SF, and BP Select I, the "Battery Companies").
F10 The Reporting Person is a managing member of the Battery Companies and may be deemed to share voting and dispositive power over the securities held by each of the Battery Companies, as reported herein. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Remarks:

Exhibit 24.1 - Power of Attorney