| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FIGS | Class A Common Stock | Conversion of derivative security | +1,468,324 | 1,468,324 | 20 Sep 2021 | Held by the Catherine Spear Revocable Trust | F1 | |||
| transaction | FIGS | Class A Common Stock | Sale | $59,100,041 | -1,468,324 | -100% | $40.25* | 0 | 20 Sep 2021 | Held by the Catherine Spear Revocable Trust | |
| holding | FIGS | Class A Common Stock | 1,804,397 | 01 Jul 2021 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FIGS | Class B Common Stock | Gift | -319,734 | -25% | 983,016 | 01 Jul 2021 | Class A Common Stock | 319,734 | Held by the Wingaersheek Irrevocable Trust I u/a/d 10/15/2020 | F3, F4 | |||
| transaction | FIGS | Class B Common Stock | Gift | +319,734 | +14% | 2,619,810 | 01 Jul 2021 | Class A Common Stock | 319,734 | Held by the Catherine Spear Revocable Trust | F3, F4 | |||
| transaction | FIGS | Class B Common Stock | Gift | -319,734 | -25% | 983,016 | 01 Jul 2021 | Class A Common Stock | 319,734 | Held by the Wingaersheek Irrevocable Trust II u/a/d 10/15/2020 | F3, F5 | |||
| transaction | FIGS | Class B Common Stock | Gift | +319,734 | +12% | 2,939,544 | 01 Jul 2021 | Class A Common Stock | 319,734 | Held by the Catherine Spear Revocable Trust | F3, F5 | |||
| transaction | FIGS | Class B Common Stock | Conversion of derivative security | $0 | -1,468,324 | -50% | $0.000000 | 1,471,220 | 20 Sep 2021 | Class A Common Stock | 1,468,324 | Held by the Catherine Spear Revocable Trust | F1, F3 |
| Id | Content |
|---|---|
| F1 | On September 20, 2021, the Reporting Person directed the sale of 1,468,324 shares of her Class B Common Stock, resulting in the automatic conversion of such shares of Class B Common Stock at a 1:1 ratio into shares of the Issuer's Class A Common Stock upon execution of the sale and pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation. |
| F2 | These securities are restricted stock units ("RSUs") each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Upon vesting and settlement of the RSUs, the shares of the Issuer's Class A Common Stock held by the Reporting Person may be exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock at the election of the Reporting Person pursuant to an equity award exchange right agreement between the Issuer and the Reporting Person, as previously approved by the Issuer's board of directors. |
| F3 | Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. In addition, each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon transfer or certain other events as described in the Issuer's Amended and Restated Certificate of Incorporation. All shares of Class B Common Stock, if not previously converted, will automatically convert into Class A Common Stock on June 1, 2031. |
| F4 | On July 1, 2021, the Reporting Person transferred 319,734 shares of Class B Common Stock of the Issuer from the Wingaersheek Irrevocable Trust I u/a/d 10/15/2020 to the Catherine Spear Revocable Trust, of each of which the Reporting Person is trustee. The Reporting Person has voting and investment control over these shares. |
| F5 | On July 1, 2021, the Reporting Person transferred 319,734 shares of Class B Common Stock of the Issuer from the Wingaersheek Irrevocable Trust II u/a/d 10/15/2020 to the Catherine Spear Revocable Trust, of each of which the Reporting Person is trustee. The Reporting Person has voting and investment control over these shares. |