Patrick Harrison Carroll - 15 Sep 2021 Form 4 Insider Report for Hims & Hers Health, Inc. (HIMS)

Role
Chief Medical Officer
Signature
/s/ Soleil Boughton - Attorney-in-Fact
Issuer symbol
HIMS
Transactions as of
15 Sep 2021
Net transactions value
-$11,856
Form type
4
Filing time
17 Sep 2021, 20:06:12 UTC
Previous filing
23 Jul 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIMS Class A Common Stock Options Exercise +5,650 +46% 17,946 15 Sep 2021 Direct F1
transaction HIMS Class A Common Stock Tax liability $11,856 -1,369 -7.6% $8.66 16,577 15 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIMS Restricted Stock Unit Options Exercise $0 -416 -11% $0.000000 3,323 15 Sep 2021 Class A Common Stock 416 Direct F1, F3
transaction HIMS Restricted Stock Unit Options Exercise $0 -9 -12% $0.000000 66 15 Sep 2021 Class A Common Stock 9 Direct F1, F3
transaction HIMS Restricted Stock Unit Options Exercise $0 -693 -10% $0.000000 6,231 15 Sep 2021 Class A Common Stock 693 Direct F1, F4
transaction HIMS Restricted Stock Unit Options Exercise $0 -14 -10% $0.000000 124 15 Sep 2021 Class A Common Stock 14 Direct F1, F4
transaction HIMS Restricted Stock Unit Options Exercise $0 -1,108 -9.1% $0.000000 11,078 15 Sep 2021 Class A Common Stock 1,108 Direct F1, F5
transaction HIMS Restricted Stock Unit Options Exercise $0 -22 -9.1% $0.000000 220 15 Sep 2021 Class A Common Stock 22 Direct F1, F5
transaction HIMS Restricted Stock Unit Options Exercise $0 -324 -6.7% $0.000000 4,536 15 Sep 2021 Class A Common Stock 324 Direct F1, F6
transaction HIMS Restricted Stock Unit Options Exercise $0 -9 -6.2% $0.000000 137 15 Sep 2021 Class A Common Stock 9 Direct F1, F6
transaction HIMS Restricted Stock Unit Options Exercise $0 -1,222 -6.7% $0.000000 17,103 15 Sep 2021 Class A Common Stock 1,222 Direct F1, F6
transaction HIMS Restricted Stock Unit Options Exercise $0 -1,670 -6.7% $0.000000 23,385 15 Sep 2021 Class A Common Stock 1,670 Direct F1, F6
transaction HIMS Restricted Stock Unit Options Exercise $0 -163 -6.7% $0.000000 2,288 15 Sep 2021 Class A Common Stock 163 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021.
F2 The shares of Class A Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs.
F3 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer.
F4 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer.
F5 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer.
F6 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer.
F7 The RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of vesting on each Company Quarterly Vesting Date, subject to the individual's continuous service.