Steven Humphreys - 13 Sep 2021 Form 4 Insider Report for Identiv, Inc. (INVE)

Role
CEO, Director
Signature
/s/ Steven Humphreys
Issuer symbol
INVE
Transactions as of
13 Sep 2021
Net transactions value
-$1,426,734
Form type
4
Filing time
15 Sep 2021, 21:26:50 UTC
Previous filing
31 Aug 2021
Next filing
30 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INVE Common Stock Sale $481,670 -24,500 -8.7% $19.66 255,842 13 Sep 2021 Direct F1, F2, F3
transaction INVE Common Stock Sale $10,175 -500 -0.2% $20.35 255,342 13 Sep 2021 Direct F1, F2, F4
transaction INVE Common Stock Sale $487,750 -25,000 -9.8% $19.51 230,342 14 Sep 2021 Direct F1, F2, F5
transaction INVE Common Stock Sale $377,046 -21,278 -9.2% $17.72 209,064 15 Sep 2021 Direct F1, F2, F6
transaction INVE Common Stock Sale $55,920 -3,000 -1.4% $18.64 206,064 15 Sep 2021 Direct F1, F2, F7
transaction INVE Common Stock Sale $14,173 -722 -0.35% $19.63 205,342 15 Sep 2021 Direct F1, F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2021.
F2 Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold.
F3 Represents a weighted average price. Actual sale prices ranged from $19.29 to $19.98.
F4 Represents a weighted average price. Actual sale prices ranged from $20.33 to $20.39.
F5 Represents a weighted average sale price. Actual sale prices ranged from $18.89 to $19.87.
F6 Represents a weighted average sale price. Actual sale prices ranged from $17.17 to $18.16.
F7 Represents a weighted average sale price. Actual sale prices ranged from $18.18 to $19.11.
F8 Represents a weighted average sale price. Actual sale prices ranged from $19.19 to $19.76.

Remarks:

(1) In addition to the 205,342 shares referenced above, reporting person also holds 460,160 options to purchase Common Stock and, subject to certain conditions, is entitled to receive 365,000 restricted stock units in the event of a change in control, for a total remaining potential equity opportunity of 1,030,502 shares.