Steven Humphreys - Sep 13, 2021 Form 4 Insider Report for Identiv, Inc. (INVE)

Role
CEO, Director
Signature
/s/ Steven Humphreys
Stock symbol
INVE
Transactions as of
Sep 13, 2021
Transactions value $
-$1,426,734
Form type
4
Date filed
9/15/2021, 09:26 PM
Previous filing
Aug 31, 2021
Next filing
Sep 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INVE Common Stock Sale -$482K -24.5K -8.74% $19.66 256K Sep 13, 2021 Direct F1, F2, F3
transaction INVE Common Stock Sale -$10.2K -500 -0.2% $20.35 255K Sep 13, 2021 Direct F1, F2, F4
transaction INVE Common Stock Sale -$488K -25K -9.79% $19.51 230K Sep 14, 2021 Direct F1, F2, F5
transaction INVE Common Stock Sale -$377K -21.3K -9.24% $17.72 209K Sep 15, 2021 Direct F1, F2, F6
transaction INVE Common Stock Sale -$55.9K -3K -1.43% $18.64 206K Sep 15, 2021 Direct F1, F2, F7
transaction INVE Common Stock Sale -$14.2K -722 -0.35% $19.63 205K Sep 15, 2021 Direct F1, F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2021.
F2 Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold.
F3 Represents a weighted average price. Actual sale prices ranged from $19.29 to $19.98.
F4 Represents a weighted average price. Actual sale prices ranged from $20.33 to $20.39.
F5 Represents a weighted average sale price. Actual sale prices ranged from $18.89 to $19.87.
F6 Represents a weighted average sale price. Actual sale prices ranged from $17.17 to $18.16.
F7 Represents a weighted average sale price. Actual sale prices ranged from $18.18 to $19.11.
F8 Represents a weighted average sale price. Actual sale prices ranged from $19.19 to $19.76.

Remarks:

(1) In addition to the 205,342 shares referenced above, reporting person also holds 460,160 options to purchase Common Stock and, subject to certain conditions, is entitled to receive 365,000 restricted stock units in the event of a change in control, for a total remaining potential equity opportunity of 1,030,502 shares.