Larry Madden - Sep 13, 2021 Form 4 Insider Report for Viant Technology Inc. (DSP)

Signature
/s/ Larry Madden
Stock symbol
DSP
Transactions as of
Sep 13, 2021
Transactions value $
-$230,234
Form type
4
Date filed
9/15/2021, 09:19 PM
Previous filing
Aug 11, 2021
Next filing
Jan 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DSP Class A Common Stock Sale -$230K -18.4K -4.24% $12.51 416K Sep 13, 2021 Direct F1
holding DSP Class A Common Stock 0 Sep 13, 2021 By Viant Technology Equity Plan LLC F2
holding DSP Class B Common Stock 474K Sep 13, 2021 By Viant Technology Equity Plan LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the sale of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of 31,876 restricted stock units on September 10, 2021. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2 Represents a correction to an aggregation of direct and indirect holdings of Class A Common Stock on the Reporting Person's Form 4 filed on February 11, 2021 (the "February Form 4"). The correct amount in Box 5 of the third row of the February Form 4 is 15,000, and the correct amount in Box 5 of the fourth row of the February Form 4 and in the second row of the Reporting Person's Form 4 filed August 11, 2021 is 0. No Class A Common Stock is held by Viant Technology Equity Plan LLC for the account of the Reporting Person.
F3 The Reporting Person's indirect Class B Common Stock holdings are being reported on this Form 4 to clarify the number of securities of the Issuer indirectly held by the Reporting Person through Viant Technology Equity Plan LLC. No securities of the Issuer are held by the Reporting Person other than those shares of Class A Common Stock held directly and Class B Common Stock held indirectly as reported on this Form 4.