Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | FORG | Common Stock | 388K | Sep 15, 2021 | See Footnote | F1, F2, F3 | |||||
holding | FORG | Common Stock | 9.58K | Sep 15, 2021 | See Footnote | F1, F3, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | FORG | Series C Preferred Stock | Sep 15, 2021 | Common Stock | 2.73M | See Footnote | F1, F2, F3, F5 | |||||||
holding | FORG | Series C Preferred Stock | Sep 15, 2021 | Common Stock | 67.5K | See Footnote | F1, F3, F4, F5 | |||||||
holding | FORG | Series D Preferred Stock | Sep 15, 2021 | Common Stock | 376K | See Footnote | F1, F2, F3, F5 | |||||||
holding | FORG | Series D Preferred Stock | Sep 15, 2021 | Common Stock | 9.28K | See Footnote | F1, F3, F4, F5 | |||||||
holding | FORG | Series E Preferred Stock | Sep 15, 2021 | Common Stock | 459K | See Footnote | F1, F2, F3, F5 | |||||||
holding | FORG | Series E Preferred Stock | Sep 15, 2021 | Common Stock | 11.3K | See Footnote | F1, F3, F4, F5 |
Id | Content |
---|---|
F1 | All shares of Series C Preferred Stock, par value $0.001 per share "Series C Preferred Stock" , Series D Preferred Stock, par value $0.001 per share "Series D Preferred Stock" and Series E Preferred Stock, par value $0.001 per share "Series E Preferred Stock" , of ForgeRock, Inc. the "Issuer" will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share "Common Stock" immediately prior to the closing of the Issuer's initial public offering the "IPO" of its Class A common stock, par value $0.001 per share "Class A Common Stock" , without payment of consideration. Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock will be reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share "Class B Common Stock" |
F2 | Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. |
F3 | Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
F4 | Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share voting and dispositive power with respect to the shares held by MCP IV. |
F5 | Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each of the Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock has no expiration date. |