Accel London III Lp - Sep 15, 2021 Form 3 Insider Report for ForgeRock, Inc. (FORG)

Role: 10%+ Owner
Signature: /s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel London III L.P.
Stock symbol: FORG
Transactions as of: Sep 15, 2021
Transactions value $: $0
Form type: 3
Date filed: 9/15/2021, 05:12 PM
Next filing: Sep 22, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	FORG	Common Stock						334K	Sep 15, 2021	Direct	F1, F2, F3
holding	FORG	Common Stock						7.59K	Sep 15, 2021	By: Accel London Investors 2012 L.P.	F1, F2, F4
holding	FORG	Common Stock						5.47K	Sep 15, 2021	By: Accel Growth Fund Investors 2016 L.L.C.	F1, F2, F5
holding	FORG	Common Stock						114K	Sep 15, 2021	By: Accel Growth Fund IV L.P.	F1, F2, F6
holding	FORG	Common Stock						651	Sep 15, 2021	By: Accel Growth Fund IV Strategic Partners L.P.	F1, F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FORG	Series A Preferred Stock							Sep 15, 2021	Common Stock	6.52M		Direct	F1, F2, F3, F7
holding	FORG	Series A Preferred Stock							Sep 15, 2021	Common Stock	148K		By: Accel London Investors 2012 L.P.	F1, F2, F4, F7
holding	FORG	Series B Preferred Stock							Sep 15, 2021	Common Stock	2.2M		Direct	F1, F2, F3, F7
holding	FORG	Series B Preferred Stock							Sep 15, 2021	Common Stock	50K		By: Accel London Investors 2012 L.P.	F1, F2, F4, F7
holding	FORG	Series C Preferred Stock							Sep 15, 2021	Common Stock	1.55M		Direct	F1, F2, F3, F7
holding	FORG	Series C Preferred Stock							Sep 15, 2021	Common Stock	35.2K		By: Accel London Investors 2012 L.P.	F1, F2, F4, F7
holding	FORG	Series D Preferred Stock							Sep 15, 2021	Common Stock	1.69M		Direct	F1, F2, F3, F7
holding	FORG	Series D Preferred Stock							Sep 15, 2021	Common Stock	38.3K		By: Accel London Investors 2012 L.P.	F1, F2, F4, F7
holding	FORG	Series D Preferred Stock							Sep 15, 2021	Common Stock	196K		By: Accel Growth Fund Investors 2016 L.L.C.	F1, F2, F5, F7
holding	FORG	Series D Preferred Stock							Sep 15, 2021	Common Stock	4.09M		By: Accel Growth Fund IV L.P.	F1, F2, F6, F7
holding	FORG	Series D Preferred Stock							Sep 15, 2021	Common Stock	23.3K		By: Accel Growth Fund IV Strategic Partners L.P.	F1, F2, F6, F7
holding	FORG	Series E Preferred Stock							Sep 15, 2021	Common Stock	507K		Direct	F1, F2, F3, F7
holding	FORG	Series E Preferred Stock							Sep 15, 2021	Common Stock	11.5K		By: Accel London Investors 2012 L.P.	F1, F2, F4, F7
holding	FORG	Series E Preferred Stock							Sep 15, 2021	Common Stock	28.2K		By: Accel Growth Fund Investors 2016 L.L.C.	F1, F2, F5, F7
holding	FORG	Series E Preferred Stock							Sep 15, 2021	Common Stock	590K		By: Accel Growth Fund IV L.P.	F1, F2, F6, F7
holding	FORG	Series E Preferred Stock							Sep 15, 2021	Common Stock	3.36K		By: Accel Growth Fund IV Strategic Partners L.P.	F1, F2, F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All shares of Series A Preferred Stock, par value $0.002 per share ("Series A Preferred Stock"), Series B Preferred Stock, par value $0.001 per share ("Series B Preferred Stock"), Series C Preferred Stock, par value $0.001 per share ("Series C Preferred Stock"), Series D Preferred Stock, par value $0.001 per share ("Series D Preferred Stock") and Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock"), of ForgeRock, Inc. (the "Issuer") will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration.
F2	(Continued from Footnote 2) Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock will be reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock").
F3	Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F4	Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F5	Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F6	Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F7	Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each of the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock has no expiration date.