Juan P. Fernandez - 15 Sep 2021 Form 3 Insider Report for ForgeRock, Inc.

Role: CFO, Executive VP - Global
Signature: /s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Issuer symbol: N/A
Transactions as of: 15 Sep 2021
Net transactions value: $0
Form type: 3
Filing time: 15 Sep 2021, 17:12:05 UTC
Next filing: 22 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	FORG	Common Stock						286,338	15 Sep 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FORG	Stock Option (right to buy)							15 Sep 2021	Common Stock	276,685	$0.4300	Direct	F1, F3
holding	FORG	Stock Option (right to buy)							15 Sep 2021	Common Stock	20,221	$1.68	Direct	F1, F3
holding	FORG	Stock Option (right to buy)							15 Sep 2021	Common Stock	108,745	$2.70	Direct	F1, F3
holding	FORG	Stock Option (right to buy)							15 Sep 2021	Common Stock	130,000	$4.83	Direct	F1, F4
holding	FORG	Stock Option (right to buy)							15 Sep 2021	Common Stock	300,000	$4.83	Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Prior to the closing of the initial public offering of Class A common stock, par value $0.001 per share ("Class A Common Stock"), of ForgeRock, Inc. (the "Issuer"), each share of the Issuer's common stock, par value $0.001 per share ("Common Stock") will be reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
F2	Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3	All of the shares subject to this are fully vested and exercisable as of the date hereof.
F4	Option granted under the Issuer's 2012 Equity Incentive Plan ("2012 Plan"). Twenty-five percent (25%) of the shares subject to the option vested on March 1, 2021; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.
F5	Option granted under the Issuer's 2012 Plan. Twenty-five percent (25%) of the shares subject to the option will vest on October 7, 2021; thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date..

Remarks:

Exhibit 24 - Power of Attorney