Column Group II, Lp - Sep 10, 2021 Form 4 Insider Report for RAPT Therapeutics, Inc. (RAPT)

Role
10%+ Owner
Signature
/s/ James Evangelista, as Attorney-in-fact for David Goeddel
Stock symbol
RAPT
Transactions as of
Sep 10, 2021
Transactions value $
-$1,269,950
Form type
4
Date filed
9/14/2021, 05:31 PM
Previous filing
Sep 3, 2021
Next filing
Sep 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAPT Common Stock Other $0 -1.17M -45.42% $0.00 1.4M Sep 10, 2021 Direct F1, F2
transaction RAPT Common Stock Other $0 +280K $0.00 280K Sep 10, 2021 See Footnote F3, F4
transaction RAPT Common Stock Other $0 -280K -100% $0.00* 0 Sep 10, 2021 See Footnote F4, F5
transaction RAPT Common Stock Other $0 +72 +79.12% $0.00 163 Sep 10, 2021 See Footnote F6, F7
transaction RAPT Common Stock Other $0 +84.3K $0.00 84.3K Sep 10, 2021 See Footnote F8, F9
transaction RAPT Common Stock Other $0 +84.3K $0.00 84.3K Sep 10, 2021 See Footnote F8, F10
transaction RAPT Common Stock Other $0 +48.7K $0.00 48.7K Sep 10, 2021 See Footnote F8, F11
transaction RAPT Common Stock Sale -$253K -7.19K -8.52% $35.19 77.1K Sep 10, 2021 See Footnote F9, F12
transaction RAPT Common Stock Sale -$258K -7.32K -8.68% $35.19 77K Sep 10, 2021 See Footnote F10, F13
transaction RAPT Common Stock Sale -$254K -7.23K -14.86% $35.19 41.4K Sep 10, 2021 See Footnote F11, F14
transaction RAPT Common Stock Sale -$169K -4.8K -6.23% $35.25 72.3K Sep 13, 2021 See Footnote F9, F15
transaction RAPT Common Stock Sale -$167K -4.73K -6.14% $35.27 72.3K Sep 13, 2021 See Footnote F10, F16
transaction RAPT Common Stock Sale -$169K -4.79K -11.56% $35.28 36.6K Sep 13, 2021 See Footnote F11, F17
holding RAPT Common Stock 1.6M Sep 10, 2021 See Footnote F18
holding RAPT Common Stock 145K Sep 10, 2021 See Footnote F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by The Column Group II, LP ("TCG II LP") to its general and limited partners.
F2 The securities are directly held by TCG II LP. The Column Group II GP, LP ("TCG II GP") is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each of the TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F3 Represents a change in the form of ownership of TCG II GP by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II LP.
F4 The securities are directly held by TCG II GP. The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. Each of the TCG II Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares
F5 Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by TCG II GP to its partners.
F6 Represents a change in the form of ownership of The Column Group, LLC ("TCG LLC") by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.
F7 The securities are directly held TCG LLC. The managing members of TCG LLC are the TCG II GP Managing Partners and Tim Kutzkey (collectively, the "Ponoi Managing Partners"). The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F8 Represents a change in the form of ownership of the Ponoi Managing Partners by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.
F9 These securities are directly held by David Goeddel.
F10 These securities are directly held by Peter Svennilson.
F11 These securities are directly held by Tim Kutzkey.
F12 The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.00 to $35.69, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (12) to this Form 4.
F13 The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.00 to $35.68, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (13) to this Form 4.
F14 The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.00 to $35.69, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (14) to this Form 4.
F15 15. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.00 to $35.65, inclusive. David Goeddel undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (15) to this Form 4.
F16 16. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.00 to $35.69, inclusive. Peter Svennilson undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (16) to this Form 4.
F17 The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $35.00 to $35.68, inclusive. Tim Kutzkey undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (17) to this Form 4.
F18 The securities are directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F19 The securities are directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of Ponoi II LLC are the Ponoi Managing Partners. The Ponoi Managing Partners may be deemed to share voting and investment power with respect to such shares. Ponoi II LLC and the each of the Ponoi Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.