Christine Klaskin - Sep 10, 2021 Form 4 Insider Report for AGENUS INC (AGEN)

Role
PFO & PAO
Signature
/s/ Christine M. Klaskin
Stock symbol
AGEN
Transactions as of
Sep 10, 2021
Transactions value $
-$16,628
Form type
4
Date filed
9/14/2021, 05:30 PM
Previous filing
Jul 2, 2021
Next filing
Oct 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGEN Common Stock Options Exercise $55.7K +16.6K +18.9% $3.36 104K Sep 10, 2021 Direct F1, F2
transaction AGEN Common Stock Sale -$72.3K -11.1K -10.67% $6.50 93.1K Sep 10, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGEN Stock Option, right to buy Options Exercise $0 -16.6K -100% $0.00* 0 Sep 10, 2021 Common Stock 16.6K $3.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options subject to the transaction reported on this Form 4 would have expired on September 14, 2021.
F2 The number of shares beneficially owned by the reporting person does not reflect 998 shares that were incorrectly reported on prior Form 4s.
F3 Represents sales of shares, as a consequence of the exercise of options, to cover Federal, state and local tax withholding requirements and the exercise price payment related to the option exercise. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.47 to $6.52. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.